Join the Asset Management & Funds Department within the FCA’s Buy-Side Supervision Directorate, where you’ll help develop and deliver supervision strategies that protect consumers and support market integrity. Working as part of a collaborative team, you’ll engage with firms and stakeholders across the sector, respond to emerging risks and contribute to supervisory approaches that support positive outcomes across financial markets.
Role responsibilities
- Respond proactively to firm-specific risks, taking timely action to support positive outcomes for consumers, markets and firms
- Design and deliver supervision strategies, applying a range of supervisory tools to address risks and meet regulatory goals
- Lead or contribute to thematic reviews and sector-wide projects, identifying emerging risks and helping shape the regulatory approach to key market issues
- Build trusted relationships with firms, regulators, trade bodies and other stakeholders to support effective engagement and positive change
- Conduct senior-level discussions with confidence and sound judgement, shaping decision-making and improving firm conduct
- Collaborate across the FCA, working closely with teams such as Enforcement and Authorisations to deliver joined-up regulatory outcomes, continuous improvement and enhanced ways of working
- Develop deep sector knowledge while helping to build a fairer, more resilient financial system that supports consumer protection, market confidence and outcomes for millions of consumers across the UK
Asset Management, Competition, Consumer, Finance, Policy, Regulation, Stakeholder Engagement, Strategy, Supervision
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Senior Asset Management Supervisor in Leeds employer: UK Regulators Network (UKRN)
UK Regulators Network (UKRN) provides a unique opportunity for professionals to engage in impactful regulatory work that shapes industry standards. The organization fosters a collaborative culture, encouraging innovation and professional growth among its employees. With strategic roles available, UKRN is committed to developing its workforce and enhancing regulatory practices across the UK.
Contact Details:
UK Regulators Network (UKRN) Recruitment Team
