At a Glance
- Tasks: Provide top-notch legal support for ECM transactions and collaborate with global banking teams.
- Company: Join UBS, a leading global wealth manager with a commitment to diversity and inclusion.
- Benefits: Flexible working options, supportive team environment, and opportunities for professional growth.
- Other info: Inclusive culture that values collaboration and diverse perspectives.
- Why this job: Make an impact in a dynamic legal role while working on exciting ECM projects.
- Qualifications: Qualified lawyer with experience in ECM documentation and regulatory matters.
The predicted salary is between 36000 - 60000 £ per year.
Your role is to be a trusted advisor to the business by delivering best‑in‑class transaction support and advice to the relevant businesses on legal and regulatory matters to effectively manage our legal risk. You will be working in our Global Banking ECM and Advisory team based in London. You will play a vital role in supporting the negotiation and documentation of ECM transactions in the relevant business areas. Your day‑to‑day work will also cover UK public M&A as well as private M&A activities around EMEA.
The ECM and Advisory Legal team around Europe includes highly experienced lawyers from a range of backgrounds who all trained at different law firms. Our wider Global Banking legal team also covers various other business/product areas such as DCM, Structured Finance, Corporate Lending, and Derivatives. We can offer a highly supportive learning environment for an enthusiastic lawyer looking to continue to develop and expand their skillset in a wide variety of product areas and transaction types.
Responsibilities
- Partner with Front Office ECM and global banking teams, our wider Global Banking Legal team and external counsel to provide holistic support on ECM transactions across EMEA (with some APAC and/or US touchpoints).
- Provide coverage of Public ECM (IPOs, Rights Issues, Accelerated Primary Bookbuilds), Secondary Block Trades, and Private Placements.
- Provide coverage of Private Funds Group (Primary and Real Estate Funds) and Share Buybacks.
- Provide transactional support and legal/regulatory advice on matters relating to our aforementioned businesses.
- Collaborate with wider Group Legal and Global Banking Legal teams to educate on new regulatory initiatives and participate in various firm‑wide projects and initiatives to shape internal policies, procedures and guidelines.
- Monitor relevant legal and regulatory developments for the businesses covered.
Qualifications
- Fully qualified as a lawyer in England & Wales or another relevant jurisdiction (e.g. New York).
- Offshore US securities law experience and worked in private practice or as an in‑house lawyer at a major financial institution.
- Excellent knowledge of ECM documentation, UK listing rules, UK Sponsor Regime, UK Takeover Code, EULA, AIFMD, US Securities Act, US Securities Exchange Act, US Investment Company Act, US Investment Advisers Act, AFME documentation, and public and private ECM processes.
- Experience working with AIFMD‑compliant and US Investment Company exempt fund managers and investment funds.
- Familiarity with cross‑border ECM and advisory transactions, ability to work well under pressure, and experience negotiating complex documents including block trade agreements, indemnity letters, IPO underwriting agreements, sponsor agreements, placing agreements, rights issue standby and volume underwriting and share buyback documentation (closed and open periods).
- Familiarity with and comfort in reviewing and analysing offering documentation; sitting as a forum member on the equity business review group; demonstration of good technical expertise and communication skills.
- Solid written and verbal skills with the ability to advise and challenge stakeholders, and the willingness to attend meetings as part of internal approval processes and liaise with business teams, support functions and external counsel on all aspects of deal documentation.
About UBS
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
Join Us
We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognise that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us. We also use artificial intelligence (AI) to work smarter and more efficiently.
Commitment to Diversity
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your Career Comeback
We are open to applications from career returners. Find out more about our programme on ubs.com/careercomeback.
Apply Now
Want to find out more? Visit ubs.com/careers.
ECM Lawyer in City of Westminster employer: UBS
UBS is an exceptional employer, offering a dynamic and inclusive work environment in the heart of London. As part of our Global Banking ECM and Advisory team, you will benefit from a supportive culture that prioritises professional growth and collaboration, while engaging with a diverse range of legal and regulatory challenges. With flexible working options and a commitment to diversity, UBS empowers its employees to thrive and develop their careers in a truly global setting.
StudySmarter Expert Advice🤫
We think this is how you could land ECM Lawyer in City of Westminster
✨Get Involved in Law Societies
Join local law societies and attend their events – they're often a goldmine for networking and job opportunities in the legal field. Plus, it’s a great way to meet other budding lawyers and experienced solicitors who could provide vital insights and connections.
✨Tap into Online Legal Communities
Don’t underestimate the power of online platforms like LinkedIn and specific legal forums. Get active in discussions or share your thoughts on recent legal developments – this not only builds your visibility but also showcases your passion and knowledge in law.
✨Attend Career Fairs and Workshops
Look out for career fairs and workshops specifically focused on law. Many law firms, including UBS, will be scouting for fresh talent, so bring your A-game and don’t shy away from making a memorable impression.
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If you’re still in university or have recently graduated, latch onto your career services! They often have connections with law firms looking for graduates and can guide you through the application process tailored for the legal sector.
We think you need these skills to ace ECM Lawyer in City of Westminster
Some tips for your application 🫡
Highlight Your Legal Knowledge:When applying for a full-time role in legal services at UBS, make sure to demonstrate your understanding of key legal principles and areas of law relevant to the position. Include any specific coursework, modules, or certifications, like LPC or BPTC qualifications, that showcase your legal expertise directly on your CV.
Showcase Your Research Skills:In the legal field, strong research skills are crucial. Use your application to illustrate how you've utilised these skills in past studies or work experiences – whether that's through past internships or significant projects. Mention any legal databases or tools you’re proficient in, as this can give you an edge.
Tailor That Cover Letter!:Your cover letter is your chance to shine! Make it personal by expressing your genuine interest in UBS and the specific role of ECM Lawyer. Talk about why you want to be part of their team, how your unique experiences align with their values, and why you’re passionate about the legal sector.
Stay Formal but Friendly:While we all know the legal world can be pretty formal, don’t be afraid to let a bit of personality shine through in your written application. Use a respectful tone, but feel free to inject a little warmth; this approach can help you stand out and show you're a great fit for UBS’s culture!
How to prepare for a job interview at UBS
✨Know Your Legal Principles
Brush up on foundational legal principles relevant to the specific area of law you’re applying for, whether it’s corporate, criminal, or family law. We might get asked situational questions to test your knowledge, so being articulate about key concepts will make you stand out.
✨Be Ready for Case Studies
Full-time legal roles often involve case studies during interviews. Prepare to analyse a hypothetical case and discuss your approach to it. Practising this with a peer or mentor can help us refine our reasoning and articulate a solid legal argument.
✨Show Off Your Research Skills
As legal professionals, strong research skills are a must. Have examples ready of how you've effectively used legal databases or conducted thorough legal research in your past experiences. It's a great way to demonstrate your readiness for the role at UBS.
✨Exude Professionalism and Confidence
In the legal field, professionalism is key. During the interview, we should maintain good eye contact and communicate clearly to show that we’re not just knowledgeable, but also confident. This can make a positive impression on your potential colleagues at UBS.
