At a Glance
- Tasks: Shape regulatory frameworks and support governance in a growing investment business.
- Company: Dynamic private investment and advisory firm with a focus on innovation.
- Benefits: Competitive salary, performance bonus, and a supportive work environment.
- Other info: Flexible Leeds-based role with opportunities for personal and professional growth.
- Why this job: Play a key role in shaping compliance while working with experienced leaders.
- Qualifications: Experience in FCA regulated environments and strong governance knowledge.
The predicted salary is between 60000 - 80000 € per year.
We are working with a growing private investment and advisory business that is entering an exciting stage of its development and looking to appoint a Compliance Manager. The business works closely with entrepreneurs, founders, family businesses and high-net-worth clients across investment, advisory and private capital activities.
As the business evolves, introducing new services and structures, there is an opportunity for somebody to help shape how the regulatory and governance framework develops alongside it. This is not simply a BAU compliance role. You will work closely with senior leadership and have exposure well beyond traditional day-to-day compliance activity, helping ensure the business continues to grow in a way that is robust, proportionate and commercially sensible.
Responsibilities
- Supporting regulatory oversight across Private Equity and wider investment activities
- Helping shape governance structures, frameworks and controls
- Supporting FCA requirements and regulatory reporting
- Supporting SMCR and wider governance processes
- Helping assess and implement new initiatives and services
- Acting as a trusted internal point of contact on regulatory and compliance matters
Qualifications
We would be interested in speaking with individuals from backgrounds including:
- Private Equity
- Investment Management
- Wealth Management / Private Wealth
- Asset Management
- Regulatory hosting businesses
- Wider FCA regulated environments
Required Skills
- Experience operating within FCA regulated businesses
- Existing, previous or sufficiently relevant experience to step into SMF16 and/or SMF17 responsibilities
- Strong understanding of governance, risk and compliance frameworks
- Commercial judgement and a practical approach
- Comfortable operating within a growing and entrepreneurial environment
This is an excellent opportunity to join a business at an important stage in its development and play a meaningful role in helping shape the future direction of its regulatory and governance framework, whilst working closely with experienced leaders, entrepreneurs and investors.
Pay range and compensation package
Competitive base salary, performance bonus and broader package, reflecting both experience and the opportunity to contribute to a growing business.
Equal Opportunity Statement
We are committed to encouraging equality, diversity and inclusion and welcome applications from all suitably qualified individuals regardless of age, disability, gender identity, marital status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.
Compliance Manager - Private Equity & Investment Management employer: TWYD & Co
Join a dynamic and growing private investment and advisory business in Leeds, where you will have the unique opportunity to shape the regulatory and governance framework alongside experienced leaders. With a strong focus on employee growth, a competitive compensation package, and a commitment to equality and inclusion, this role offers a meaningful and rewarding career path in a collaborative and entrepreneurial environment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Private Equity & Investment Management
✨Tip Number 1
Network like a pro! Reach out to your connections in the private equity and investment management sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by researching the company inside out. Understand their services, values, and recent developments. We want you to show them that you’re not just another candidate, but someone who genuinely cares about their growth and compliance journey.
✨Tip Number 3
Practice your pitch! You’ll want to clearly articulate how your experience aligns with their needs, especially around governance and compliance frameworks. We suggest rehearsing with a friend or in front of a mirror until you feel confident and natural.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s make this happen together!
We think you need these skills to ace Compliance Manager - Private Equity & Investment Management
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Compliance Manager. Highlight your experience in FCA regulated environments and any relevant governance frameworks you've worked with. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're excited about this role and how you can contribute to shaping our regulatory framework. Be genuine and let your personality come through – we love that!
Showcase Relevant Experience:When detailing your experience, focus on specific examples that demonstrate your understanding of compliance and risk management. We’re looking for practical insights that show you can handle the responsibilities of the role.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at TWYD & Co
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance frameworks relevant to private equity and investment management. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you understand the nuances of the industry.
✨Showcase Your Commercial Judgement
Prepare examples from your past experience where you've had to make tough decisions balancing compliance with business needs. This role is about more than just ticking boxes; it's about making sensible, commercial choices that support growth.
✨Engage with Leadership Insights
Since this position involves working closely with senior leadership, think about how you can contribute to strategic discussions. Be ready to share your thoughts on governance structures and how they can evolve as the business grows.
✨Demonstrate Flexibility and Adaptability
This role is in a growing and entrepreneurial environment, so be prepared to discuss how you've adapted to change in previous roles. Highlight your ability to implement new initiatives and how you can help shape the compliance landscape as the company evolves.
