At a Glance
- Tasks: Oversee compliance for SIPPs and pensions, ensuring regulatory standards are met.
- Company: Dynamic financial planning business in Stirling, Scotland.
- Benefits: Competitive day rate, flexible onsite work, and a chance to make an impact.
- Other info: Contract role with opportunities for professional growth and immediate impact.
- Why this job: Join a team where your expertise shapes compliance in a fast-paced environment.
- Qualifications: Strong background in SIPP/pensions compliance and FCA knowledge required.
Stirling, Scotland, United Kingdom – 2–3 days onsite, 3–6 month contract. Day rate contract.
Experienced senior SIPP / pensions compliance contractor needed to provide compliance support within a financial planning business.
Key responsibilities:
- BAU compliance oversight across SIPP and pensions
- Regulatory change, Consumer Duty and product governance
- FCA engagement, regulatory reporting and information requests
- Risk register management, capital adequacy, and board papers
- Review of member-facing materials and compliance documentation
- AML / Financial Crime input, adviser and investment due diligence
- Acting as Vulnerable Client Champion
- Liaison with second and third line on monitoring, audit, SMCR and complaints
Key requirements:
- Strong SIPP / pensions compliance background from financial planning / SIPP / wealth management businesses
- Technical FCA knowledge, including COBS
- Broad AML / Financial Crime understanding
- Able to operate autonomously and deliver straight away
Interested? If you’re available on short notice and this aligns with your experience, please apply here.
Senior Compliance Manager SIPPs in Stirling employer: twenty84
Join a dynamic financial planning business in Stirling, where your expertise as a Senior Compliance Manager will be valued and impactful. We foster a collaborative work culture that prioritises employee growth, offering opportunities for professional development and engagement with industry leaders. With a flexible onsite schedule and a focus on compliance excellence, this role provides a rewarding environment for those looking to make a difference in the SIPP and pensions sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager SIPPs in Stirling
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial planning and compliance sectors. Let them know you're on the lookout for opportunities, and who knows? They might just have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews! Brush up on your knowledge of FCA regulations and compliance practices. We all know that confidence is key, so practice answering common interview questions related to SIPP and pensions compliance to really impress your potential employers.
✨Tip Number 3
Showcase your expertise! When you get the chance to chat with hiring managers or recruiters, don’t hold back on sharing your past experiences with regulatory change and compliance oversight. Highlighting your achievements can set you apart from the competition.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities that might just be the right fit for you. Plus, applying directly can sometimes give you an edge, as it shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Senior Compliance Manager SIPPs in Stirling
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience in SIPP and pensions compliance. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role, focusing on your technical FCA knowledge and experience in financial planning.
Showcase Relevant Experience:When detailing your past roles, emphasise your experience with regulatory change and compliance oversight. We’re looking for someone who can hit the ground running, so make that clear!
Apply Through Our Website:Don’t forget to apply through our website! It’s the easiest way for us to review your application and get back to you quickly. We can’t wait to hear from you!
How to prepare for a job interview at twenty84
✨Know Your Compliance Stuff
Make sure you brush up on your SIPP and pensions compliance knowledge. Familiarise yourself with the latest FCA regulations, especially around Consumer Duty and product governance. Being able to discuss these topics confidently will show that you're ready to hit the ground running.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance oversight or dealt with regulatory changes. Highlighting your experience with risk register management and capital adequacy will demonstrate your capability to handle the responsibilities of the role.
✨Understand the Business
Research the financial planning business you'll be interviewing with. Understand their approach to compliance and any recent news or changes in their operations. This will help you tailor your answers and show that you're genuinely interested in how you can contribute.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Think about how you would act as a Vulnerable Client Champion or handle AML/Financial Crime issues. Practising these scenarios will help you articulate your thought process clearly during the interview.
