Senior Compliance Associate Crypto/MiFID - FTC in Slough

Senior Compliance Associate Crypto/MiFID - FTC in Slough

Slough Temporary 60000 - 75000 £ / year (est.) Working from home possible
twenty84

At a Glance

  • Tasks: Design and deliver compliance monitoring programmes while supporting regulatory change and advisory activities.
  • Company: Fast-growing cryptoasset firm transitioning towards full authorisation.
  • Benefits: Competitive salary, fully remote work, and potential for permanent position.
  • Other info: Opportunity for career growth with exposure to senior stakeholders.
  • Why this job: Join a high-impact role in shaping compliance for a dynamic crypto firm.
  • Qualifications: Experience in compliance monitoring within crypto or MiFID investment firms.

The predicted salary is between 60000 - 75000 £ per year.

A fast-growing, cryptoasset firm transitioning towards full authorisation is hiring a Senior Compliance Associate to support the build-out of its 2nd Line Compliance function. This is a 6-month fixed-term contract with strong potential to convert to permanent, offering a hands-on role across compliance monitoring, assurance, regulatory interpretation, and control framework development.

The Role

  • Design and deliver the firm’s Compliance Monitoring Programme.
  • Support broader compliance activities across regulatory change, advisory, and control framework enhancement.
  • Design and execute a risk-based Compliance Monitoring Plan (CMP).
  • Perform compliance monitoring reviews and control testing.
  • Assess the design and effectiveness of controls and track remediation through to completion.
  • Apply and interpret FCA Handbook rules (including SYSC, COBS, Consumer Duty and related frameworks).
  • Map regulatory obligations to practical policies, procedures, and controls.
  • Support regulatory change implementation, particularly evolving crypto regulations.
  • Provide advisory support to first-line teams on regulatory requirements and control effectiveness.
  • Maintain audit-ready documentation and governance reporting for senior stakeholders.

Requirements

  • Proven experience in Compliance Monitoring / Assurance / Testing within a crypto firm or MiFID investment firm.
  • Strong experience assessing control frameworks and first-line control effectiveness.
  • Solid working knowledge of the FCA Handbook and UK regulatory environment.
  • Experience building or enhancing Compliance Monitoring Plans.
  • Ability to produce high-quality monitoring reports and compliance documentation.
  • Experience with regulatory areas such as SYSC, COBS, Consumer Duty, and/or financial crime frameworks.

Why Apply

  • Opportunity to help build a compliance function.
  • High-impact role in a firm undergoing FCA authorisation.
  • Clear pathway from FTC to permanent.
  • Fully remote with a London-based team and stakeholder exposure.

Senior Compliance Associate Crypto/MiFID - FTC in Slough employer: twenty84

Join a dynamic and fast-growing cryptoasset firm that offers a unique opportunity to shape its Compliance function while working fully remotely. With a strong focus on employee development, you will benefit from a clear pathway to permanent employment and gain invaluable experience in a high-impact role during a pivotal time for the company. Our collaborative work culture encourages innovation and provides exposure to senior stakeholders, making it an excellent environment for professional growth.

twenty84

Contact Details:

twenty84 Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Associate Crypto/MiFID - FTC in Slough

Tip Number 1

Network like a pro! Reach out to folks in the crypto and compliance space on LinkedIn. Join relevant groups and engage in discussions. You never know who might have the inside scoop on job openings!

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of the FCA Handbook and current crypto regulations. We recommend creating a cheat sheet of key points to discuss, so you can impress the interviewers with your expertise.

Tip Number 3

Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and tailor your approach to each one. Quality over quantity, right?

Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds. Plus, it’s a great chance to reiterate why you’re the perfect fit!

We think you need these skills to ace Senior Compliance Associate Crypto/MiFID - FTC in Slough

Compliance Monitoring
Regulatory Interpretation
Control Framework Development
Risk-Based Compliance Monitoring Plan
Control Testing
FCA Handbook Knowledge
Regulatory Change Implementation

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your experience in compliance monitoring and your knowledge of the FCA Handbook. We want to see how your skills align with what we're looking for!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the crypto space and how you can contribute to our team. Keep it concise but impactful – we love a good story!

Showcase Relevant Experience:When filling out your application, make sure to showcase your relevant experience in compliance assurance and testing. We’re keen on seeing how you've assessed control frameworks and contributed to compliance monitoring plans.

Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our team!

How to prepare for a job interview at twenty84

Know Your Compliance Stuff

Make sure you brush up on your knowledge of the FCA Handbook and relevant regulations like SYSC, COBS, and Consumer Duty. Be ready to discuss how these apply to the role and share examples from your past experience in compliance monitoring or assurance.

Showcase Your Analytical Skills

Prepare to demonstrate your ability to assess control frameworks and first-line control effectiveness. Think of specific instances where you've designed or enhanced Compliance Monitoring Plans and be ready to explain your thought process and outcomes.

Be Ready for Scenario Questions

Expect questions that put you in hypothetical situations related to regulatory change or compliance challenges. Practice articulating how you would approach these scenarios, focusing on practical solutions and your understanding of the evolving crypto regulations.

Highlight Your Communication Skills

Since you'll be providing advisory support to first-line teams, it's crucial to showcase your communication skills. Prepare to discuss how you've effectively communicated complex regulatory requirements in the past and how you ensure that documentation is audit-ready.