At a Glance
- Tasks: Support FCA-regulated investment firms with compliance and regulatory projects.
- Company: Growing consultancy offering a dynamic work environment.
- Benefits: Competitive salary, annual bonus, hybrid working, and fast-track career development.
- Other info: Clear progression opportunities in a high-growth business.
- Why this job: Gain broad compliance expertise while making a real impact in the investment sector.
- Qualifications: 2+ years' compliance experience and knowledge of FCA regulations.
The predicted salary is between 31000 - 40000 £ per year.
An excellent opportunity for a compliance professional with 2+ years' experience within an FCA-regulated investments business to join a growing consultancy. You'll gain exposure to a wide range of investment firms, regulatory topics and client projects, developing broad compliance expertise whilst working directly with clients.
Key Responsibilities- Deliver compliance support to FCA-regulated investment firms
- Assist with Compliance Monitoring Programmes (CMP)
- Review and draft compliance policies and procedures
- Support FCA applications and regulatory change projects
- Review financial promotions
- Prepare regulatory reports, MI and governance documentation
- Conduct regulatory research and horizon scanning
- Participate in client meetings and advisory projects
- 2+ years' compliance experience within an FCA-regulated investment business
- Knowledge of MiFID and/or AIFMD regulatory frameworks
- Experience supporting compliance monitoring activities
- Exposure to financial promotions requirements (desirable)
- Understanding of FCA regulatory obligations and governance requirements
- £31,000 - £40,000+ base salary
- Annual bonus
- Hybrid working
- Broad exposure across multiple investment firms
- Client-facing responsibilities
- Fast-track development into a senior compliance consultant
- Clear progression within a high-growth business
If this sounds like you please apply here.
Investments Compliance Consultant in Slough employer: twenty84
Join a dynamic consultancy in London that prioritises employee growth and offers a hybrid working model, allowing for a balanced work-life experience. With competitive salaries, annual bonuses, and the opportunity to work closely with a diverse range of investment firms, you'll develop your compliance expertise in a supportive environment that fosters career progression into senior roles.
StudySmarter Expert Advice🤫
We think this is how you could land Investments Compliance Consultant in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for opportunities. You never know who might have a lead or can refer you to someone looking for an Investments Compliance Consultant.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID and AIFMD frameworks. Be ready to discuss how your experience aligns with the responsibilities listed in the job description, especially around compliance monitoring and regulatory changes.
✨Tip Number 3
Showcase your client-facing skills! Since this role involves working directly with clients, think of examples from your past where you've successfully communicated complex compliance issues or helped clients navigate regulatory challenges.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Investments Compliance Consultant in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Investments Compliance Consultant role. Highlight your 2+ years of compliance experience and any specific knowledge of FCA regulations. We want to see how your background fits with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills align with our needs. Don’t forget to mention any relevant projects or experiences that showcase your expertise.
Showcase Your Regulatory Knowledge:Since this role involves working with FCA-regulated firms, make sure to demonstrate your understanding of MiFID and AIFMD frameworks in your application. We love seeing candidates who are proactive about staying updated on regulatory changes!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at twenty84
✨Know Your Regulations
Make sure you brush up on your knowledge of MiFID and AIFMD frameworks. Being able to discuss these regulations confidently will show that you're not just familiar with compliance but that you understand the intricacies involved in FCA-regulated environments.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've delivered compliance support or assisted with Compliance Monitoring Programmes. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the role.
✨Ask Insightful Questions
During the interview, don’t hesitate to ask questions about the consultancy's approach to regulatory change projects or how they handle client relationships. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.
✨Be Client-Focused
Since this role involves client-facing responsibilities, think about how you can convey your ability to build relationships and communicate effectively. Share examples of how you've successfully interacted with clients or stakeholders in previous positions.
