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- Tasks: Review compliance documents and identify risks in wealth and investment sectors.
- Company: Join a leading firm focused on regulatory excellence.
- Benefits: Competitive day rates, fully remote work, and immediate start.
- Why this job: Make a real impact in compliance while working from anywhere.
- Qualifications: Senior compliance experience, especially in wealth management or pensions.
- Other info: Urgent contract role with potential for future opportunities.
Location: Remote
Contract: 3–6 months
Very decent day rates - inside IR35
We’re supporting a client with multiple hires for a 3–6 month urgent contract roles for senior compliance professionals to support a regulatory review project within the wealth / investments / pensions space. These are immediate starts (next week) and fully remote.
This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.
The work will involve:
- Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
- Identifying gaps, risks and areas requiring remediation or escalation
- Providing clear, pragmatic written and verbal feedback
We’re keen to speak to contractors with:
- Senior compliance experience / previous SMF16 experience (highly desirable) from wealth management, IFAs, investment platforms or SIPP / pensions
If you’re a senior compliance contractor that meets these requirements and can start immediately, then don’t delay and apply here.
Senior Compliance Consultants (Wealth & Investments) in London employer: twenty84
Contact Detail:
twenty84 Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Consultants (Wealth & Investments) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and wealth management sectors. Let them know you're on the lookout for opportunities, and who knows? They might just have the inside scoop on roles that aren't even advertised yet.
✨Tip Number 2
Prepare for those interviews! Brush up on your regulatory knowledge and be ready to discuss your experience with SMCR and risk assessments. We want you to showcase your analytical skills and how you've tackled compliance challenges in the past.
✨Tip Number 3
Don’t forget to tailor your approach! When you apply through our website, make sure your application highlights your senior compliance experience and any relevant projects you've worked on. This will help you stand out from the crowd.
✨Tip Number 4
Follow up after your applications! A quick message to express your enthusiasm can go a long way. It shows you're proactive and genuinely interested in the role, which is exactly what employers are looking for.
We think you need these skills to ace Senior Compliance Consultants (Wealth & Investments) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your senior compliance experience, especially in wealth management and investments. We want to see how your skills match the job description, so don’t be shy about showcasing relevant projects you've worked on.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to reviewing compliance documentation and risk assessment, as these are key aspects of the job.
Be Clear and Concise: When filling out your application, keep your language clear and to the point. We appreciate straightforward communication, especially since the role involves providing clear feedback. Avoid jargon unless it’s necessary!
Apply Through Our Website: Don’t forget to apply through our website! It’s the easiest way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at twenty84
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations, especially those related to wealth management and investments. Familiarise yourself with SMCR, governance frameworks, and risk assessment processes, as these will likely come up in conversation.
✨Prepare for Document Review Scenarios
Since the role involves reviewing compliance documentation, be ready to discuss how you would approach this task. Think about specific examples from your past experience where you've identified gaps or risks in compliance frameworks and how you addressed them.
✨Practice Clear Communication
You’ll need to provide clear, pragmatic feedback both verbally and in writing. Practise articulating your thoughts on complex compliance issues in a straightforward manner. This will help demonstrate your ability to communicate effectively with stakeholders.
✨Show Your Analytical Skills
Highlight your analytical skills during the interview. Be prepared to discuss how you assess existing policies and controls quickly and accurately. Use examples that showcase your ability to think critically and make sound regulatory judgments under pressure.
