At a Glance
- Tasks: Support FCA-regulated investment firms with compliance and regulatory projects.
- Company: Growing consultancy offering a dynamic work environment.
- Benefits: Competitive salary, annual bonus, hybrid working, and fast-track career development.
- Other info: Clear progression opportunities and exposure to multiple investment firms.
- Why this job: Gain broad compliance expertise while working directly with clients in a high-growth business.
- Qualifications: 2+ years' compliance experience and knowledge of FCA regulations.
The predicted salary is between 31000 - 40000 £ per year.
An excellent opportunity for a compliance professional with 2+ years' experience within an FCA-regulated investments business to join a growing consultancy. You'll gain exposure to a wide range of investment firms, regulatory topics and client projects, developing broad compliance expertise whilst working directly with clients.
Key Responsibilities
- Deliver compliance support to FCA-regulated investment firms
- Assist with Compliance Monitoring Programmes (CMP)
- Review and draft compliance policies and procedures
- Support FCA applications and regulatory change projects
- Review financial promotions
- Prepare regulatory reports, MI and governance documentation
- Conduct regulatory research and horizon scanning
- Participate in client meetings and advisory projects
Technical Requirements
- 2+ years' compliance experience within an FCA-regulated investment business
- Knowledge of MiFID and/or AIFMD regulatory frameworks
- Experience supporting compliance monitoring activities
- Exposure to financial promotions requirements (desirable)
- Understanding of FCA regulatory obligations and governance requirements
What's on Offer
- £31,000 - £40,000+ base salary
- Annual bonus
- Hybrid working
- Broad exposure across multiple investment firms
- Client-facing responsibilities
- Fast-track development into a senior compliance consultant
- Clear progression within a high-growth business
If this sounds like you please apply here.
Investments Compliance Consultant employer: twenty84
Join a dynamic consultancy in London that prioritises employee growth and offers a hybrid working model, allowing for a balanced work-life experience. With competitive salaries, annual bonuses, and the opportunity to work directly with a diverse range of FCA-regulated investment firms, you'll develop invaluable compliance expertise while enjoying a supportive and collaborative work culture that fosters professional advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Investments Compliance Consultant
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for an Investments Compliance Consultant role. You never know who might have the inside scoop on job openings or can refer you directly.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID and AIFMD frameworks. Be ready to discuss how your experience aligns with the responsibilities listed in the job description, especially around compliance monitoring and regulatory research.
✨Tip Number 3
Showcase your client-facing skills! In your conversations, highlight any past experiences where you've successfully interacted with clients or managed projects. This will demonstrate your ability to thrive in a consultancy environment.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Investments Compliance Consultant
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Investments Compliance Consultant role. Highlight your 2+ years of compliance experience and any specific knowledge of FCA regulations. We want to see how your background fits with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills align with our needs. Don’t forget to mention any relevant projects or experiences that showcase your expertise.
Showcase Your Regulatory Knowledge:Since this role involves working with FCA-regulated firms, make sure to demonstrate your understanding of MiFID and AIFMD frameworks in your application. We love seeing candidates who are proactive about staying updated on regulatory changes!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at twenty84
✨Know Your Regulations
Make sure you brush up on your knowledge of MiFID and AIFMD frameworks. Being able to discuss these regulations confidently will show that you're not just familiar with compliance but that you understand the nuances that come with it.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've delivered compliance support or worked on Compliance Monitoring Programmes. This will help demonstrate your hands-on experience and how it aligns with what the consultancy is looking for.
✨Ask Insightful Questions
During the interview, don’t hesitate to ask questions about their approach to regulatory change projects or how they handle client meetings. This shows your genuine interest in the role and helps you gauge if the company culture fits you.
✨Be Client-Focused
Since this role involves client-facing responsibilities, think about how you can convey your ability to build relationships. Share any relevant experiences where you’ve successfully interacted with clients or stakeholders to highlight your interpersonal skills.
