Solicitor - Risk & Compliance

Solicitor – Risk & Compliance

TSR Legal are currently supporting a highly regarded law firm based in Bristol, who are looking for a Solicitor to join the Risk and Compliance team. The role will involve advising colleagues on a broad range of risk-related matters, monitoring developments in the legal and regulatory landscape, and identifying opportunities to strengthen existing practices. You will play an important part in promoting a culture where risk is recognised, understood and managed effectively.

Key Responsibilities

• Working with legal and operational teams to support regulatory compliance, review audit findings, identify risks and recommend improvements.
• Building strong relationships across the firm, providing practical advice on risk, compliance and regulatory matters.
• Advising on client and matter onboarding, conflict checks, client due diligence and file closure procedures.
• Reviewing client and supplier contracts, tender submissions and engagement documentation to ensure compliance with regulatory requirements and internal policies.
• Supporting internal investigations and handling engagement with the Solicitors Regulation Authority (SRA) where required.
• Developing and delivering compliance training, including induction sessions and targeted training in response to identified needs or regulatory changes.
• Promoting a positive risk culture through guidance, feedback and coaching to colleagues across the business.
• Supporting internal audits, monitoring remedial actions and ensuring appropriate improvements are implemented.
• Drafting, reviewing and maintaining policies and procedures in line with changes in legislation and regulatory requirements.
• Assisting with the firm's ongoing Lexcel accreditation and supporting internal governance and change management activities.
• Leading and contributing to risk and compliance projects, as well as wider business improvement initiatives.
• Managing client complaints from initial investigation through to resolution, ensuring appropriate communication and record keeping.
• Assisting with professional indemnity claims, working with fee earners, insurers, brokers and other relevant parties.
• Providing additional advice, reporting, analysis and project support to the Director of Risk and Compliance as required.

You will ideally demonstrate:

• A sound understanding of the regulatory framework governing solicitors, particularly the SRA Standards and Regulations.
• The ability to review and interpret complex information, identify emerging issues and draw meaningful conclusions from data.
• Strong written and verbal communication skills, with the ability to explain technical or regulatory matters clearly and concisely.
• An interest in developments in artificial intelligence and legal technology, particularly their impact on professional standards, legal ethics and regulatory compliance.
• Confidence when dealing with challenging situations, together with the judgement and diplomacy needed to influence colleagues at different levels.
• A thorough and methodical approach to work, with excellent attention to detail.
• The ability to establish credibility and develop productive working relationships across different teams and levels of seniority.
• A proactive attitude towards identifying weaknesses, improving processes and raising standards of service delivery.
• Strong planning, organisation and time-management skills, with the ability to balance competing priorities.

On offer is the opportunity to join a highly regarded law firm, who can offer an excellent benefit package, good quality work as a flexible working environment.

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