Quality Assurance & Compliance Manager (Permanent) in Newport
Quality Assurance & Compliance Manager (Permanent)

Quality Assurance & Compliance Manager (Permanent) in Newport

Newport Full-Time 45000 - 55000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Oversee compliance and risk management for our Partner Firms and Advisers.
  • Company: Trulife Financial, a fast-growing firm in wealth and mortgage services.
  • Benefits: Flexible hybrid working model, competitive salary, and career growth opportunities.
  • Other info: Join a dynamic team with a focus on outstanding client outcomes.
  • Why this job: Make a meaningful impact in a forward-thinking company committed to excellence.
  • Qualifications: Mortgage Advice Qualification and strong understanding of FCA regulations.

The predicted salary is between 45000 - 55000 £ per year.

Employer: Trulife Financial

Location: Home based (with travel as required)

Trulife Financial is seeking an experienced Training & Competence Supervisor to provide high-quality oversight to our Partner Firms, Advisers, and Practice Supervisors. You will play a key role in ensuring risk management, regulatory compliance, and strong customer outcomes across our network.

  • Deliver supervision in line with Trulife Financial's Assurance Model and Supervision Framework
  • Apply effective risk management, including root cause analysis and remedial action planning
  • Use MI/data to identify trends and prioritise supervision activity
  • Balance commercial needs with regulatory expectations
  • Plan and manage your own supervision activities proactively

Mortgage Advice Qualification (essential)

Strong understanding of the FCA T&C Handbook and wider regulatory environment

We are Trulife Financial: one of the fastest-growing wealth, mortgage, and protection firms within The Openwork Partnership, with 70+ advisers and continuing to expand. Our hybrid working model gives you the flexibility to work in a way that suits your lifestyle, because we believe people perform at their best when they're trusted to choose how, when, and where they work.

As we continue to scale, you'll have the opportunity to make a meaningful impact and be part of a business that's ambitious, forward-thinking, and committed to delivering outstanding client outcomes.

Apply today to join a business where your expertise truly makes an impact.

Quality Assurance & Compliance Manager (Permanent) in Newport employer: Trulife Financial

Trulife Financial is an exceptional employer that champions a flexible hybrid working model, allowing you to tailor your work environment to suit your lifestyle. With a strong commitment to employee growth and development, you will have the opportunity to make a significant impact within a rapidly expanding firm that values innovation and excellence in client outcomes. Join us to be part of a forward-thinking team where your expertise is not only recognised but celebrated.
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Contact Detail:

Trulife Financial Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Quality Assurance & Compliance Manager (Permanent) in Newport

✨Tip Number 1

Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching Trulife Financial and understanding their values and goals. Tailor your answers to show how your experience aligns with their mission of delivering outstanding client outcomes.

✨Tip Number 3

Practice your responses to common interview questions, especially those related to risk management and regulatory compliance. We want you to feel confident and ready to showcase your expertise!

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in being part of our ambitious team at Trulife Financial.

We think you need these skills to ace Quality Assurance & Compliance Manager (Permanent) in Newport

Risk Management
Regulatory Compliance
Root Cause Analysis
Remedial Action Planning
Data Analysis
Trend Identification
Supervision Framework Application
Mortgage Advice Qualification
Understanding of FCA T&C Handbook
Proactive Planning
Communication Skills
Customer Outcome Focus
Adaptability
Stakeholder Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Quality Assurance & Compliance Manager role. Highlight your experience with risk management and regulatory compliance, as these are key aspects of the job. We want to see how your skills align with what Trulife Financial is looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how you can contribute to Trulife Financial's mission. Be sure to mention your understanding of the FCA T&C Handbook and any relevant qualifications.

Showcase Your Achievements: When detailing your experience, focus on specific achievements that demonstrate your ability to manage compliance and improve customer outcomes. We love numbers and results, so if you’ve got metrics to back up your claims, include them!

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we’re excited to see what you bring to the table!

How to prepare for a job interview at Trulife Financial

✨Know Your Regulatory Stuff

Make sure you brush up on the FCA T&C Handbook and the wider regulatory environment. Being able to discuss these topics confidently will show that you're not just familiar with the rules, but that you can apply them effectively in your role.

✨Showcase Your Risk Management Skills

Prepare examples of how you've successfully managed risk in previous roles. Use specific instances where you conducted root cause analysis and implemented remedial action plans. This will demonstrate your proactive approach to compliance and supervision.

✨Data-Driven Decision Making

Familiarise yourself with how to use MI/data to identify trends. Be ready to discuss how you've used data in the past to prioritise supervision activities. This shows that you can balance commercial needs with regulatory expectations effectively.

✨Plan Your Supervision Activities

Think about how you would plan and manage your own supervision activities. Be prepared to share your strategies for being proactive in this area. This will highlight your organisational skills and your ability to work independently, which is key for a home-based role.

Quality Assurance & Compliance Manager (Permanent) in Newport
Trulife Financial
Location: Newport

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