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- Tasks: Oversee compliance and quality for partner firms, ensuring top-notch customer outcomes.
- Company: Trulife Financial, a fast-growing firm in wealth and mortgage services.
- Benefits: Flexible hybrid working model, competitive salary, and opportunities for growth.
- Other info: Join a forward-thinking team committed to excellence and client satisfaction.
- Why this job: Make a real impact in a dynamic environment while shaping the future of financial services.
- Qualifications: Mortgage Advice Qualification and strong knowledge of FCA regulations required.
The predicted salary is between 45000 - 55000 £ per year.
Employer: Trulife Financial
Location: Home based (with travel as required)
Trulife Financial is seeking an experienced Training & Competence Supervisor to provide high-quality oversight to our Partner Firms, Advisers, and Practice Supervisors. You will play a key role in ensuring risk management, regulatory compliance, and strong customer outcomes across our network.
- Deliver supervision in line with Trulife Financial's Assurance Model and Supervision Framework
- Apply effective risk management, including root cause analysis and remedial action planning
- Use MI/data to identify trends and prioritise supervision activity
- Balance commercial needs with regulatory expectations
- Plan and manage your own supervision activities proactively
Mortgage Advice Qualification (essential)
Strong understanding of the FCA T&C Handbook and wider regulatory environment
We are Trulife Financial: one of the fastest-growing wealth, mortgage, and protection firms within The Openwork Partnership, with 70+ advisers and continuing to expand. Our hybrid working model gives you the flexibility to work in a way that suits your lifestyle, because we believe people perform at their best when they're trusted to choose how, when, and where they work.
As we continue to scale, you'll have the opportunity to make a meaningful impact and be part of a business that's ambitious, forward-thinking, and committed to delivering outstanding client outcomes.
Apply today to join a business where your expertise truly makes an impact.
Compliance and Quality Manager (Permanent) in Newport employer: Trulife Financial
Contact Detail:
Trulife Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance and Quality Manager (Permanent) in Newport
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those connected to Trulife Financial. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by researching Trulife Financial's values and recent developments. Show us that you’re not just another candidate; you’re genuinely interested in being part of our ambitious team.
✨Tip Number 3
Practice your answers to common interview questions, but keep it natural. We want to see your personality shine through, so don’t be afraid to let your passion for compliance and quality management show!
✨Tip Number 4
Follow up after your interview with a thank-you note. It’s a simple gesture that shows your enthusiasm for the role and keeps you fresh in our minds as we make our decision.
We think you need these skills to ace Compliance and Quality Manager (Permanent) in Newport
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance and risk management. We want to see how your skills align with our needs at Trulife Financial!
Showcase Your Qualifications: Don’t forget to mention your Mortgage Advice Qualification and any other relevant certifications. We’re keen on seeing how your qualifications can contribute to our Assurance Model.
Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so make sure your key achievements and experiences shine through without unnecessary fluff.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Trulife Financial
✨Know Your Regulations
Make sure you brush up on the FCA T&C Handbook and any relevant regulations. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Demonstrate Risk Management Skills
Prepare examples of how you've applied effective risk management in previous roles. Use specific instances where you conducted root cause analysis and implemented remedial actions to highlight your proactive approach.
✨Showcase Your Data Savvy
Familiarise yourself with how to use MI/data to identify trends. Be ready to discuss how you've used data in the past to prioritise supervision activities or improve outcomes, as this is crucial for the role.
✨Balance Commercial and Regulatory Needs
Think about scenarios where you've had to balance commercial objectives with regulatory expectations. Prepare to share these experiences to demonstrate your ability to align business goals with compliance requirements.