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- Tasks: Oversee compliance and risk management for our Partner Firms and Advisers.
- Company: Trulife Financial, a fast-growing firm in wealth and mortgage services.
- Benefits: Flexible hybrid working model and opportunities for meaningful impact.
- Other info: Be part of an ambitious company with a commitment to growth.
- Why this job: Join a forward-thinking team and shape outstanding client outcomes.
- Qualifications: Mortgage Advice Qualification and strong regulatory knowledge required.
The predicted salary is between 60000 - 80000 £ per year.
Employer: Trulife Financial
Location: Home based (with travel as required)
Trulife Financial is seeking an experienced Training & Competence Supervisor to provide high-quality oversight to our Partner Firms, Advisers, and Practice Supervisors. You will play a key role in ensuring risk management, regulatory compliance, and strong customer outcomes across our network.
- Deliver supervision in line with Trulife Financial's Assurance Model and Supervision Framework
- Apply effective risk management, including root cause analysis and remedial action planning
- Use MI/data to identify trends and prioritise supervision activity
- Balance commercial needs with regulatory expectations
- Plan and manage your own supervision activities proactively
Mortgage Advice Qualification (essential)
Strong understanding of the FCA T&C Handbook and wider regulatory environment
We are Trulife Financial: one of the fastest-growing wealth, mortgage, and protection firms within The Openwork Partnership, with 70+ advisers and continuing to expand. Our hybrid working model gives you the flexibility to work in a way that suits your lifestyle, because we believe people perform at their best when they're trusted to choose how, when, and where they work.
As we continue to scale, you'll have the opportunity to make a meaningful impact and be part of a business that's ambitious, forward-thinking, and committed to delivering outstanding client outcomes.
Apply today to join a business where your expertise truly makes an impact.
Director, Regulatory & Quality Compliance in Cardiff employer: Trulife Financial
Contact Detail:
Trulife Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Regulatory & Quality Compliance in Cardiff
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those connected to Trulife Financial. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by diving deep into Trulife's values and recent news. Show us you’re not just another candidate; demonstrate your passion for regulatory compliance and how you can contribute to our mission.
✨Tip Number 3
Practice makes perfect! Get a friend to do a mock interview with you. Focus on articulating your experience with risk management and regulatory frameworks clearly and confidently.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can keep you fresh in our minds and shows your enthusiasm for the role. Plus, it’s a great chance to reiterate why you’re the perfect fit!
We think you need these skills to ace Director, Regulatory & Quality Compliance in Cardiff
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Director, Regulatory & Quality Compliance. Highlight your experience in risk management and regulatory compliance, as these are key areas for us at Trulife Financial.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've balanced commercial needs with regulatory expectations in your previous roles.
Showcase Your Qualifications: Don’t forget to mention your Mortgage Advice Qualification and any other relevant certifications. We want to see that you have a strong understanding of the FCA T&C Handbook and the wider regulatory environment.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Trulife Financial
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA T&C Handbook and any relevant regulations. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them effectively in your role.
✨Showcase Your Supervision Skills
Prepare examples of how you've successfully managed supervision activities in the past. Highlight your experience with risk management and how you've used data to identify trends and improve outcomes. This will demonstrate your proactive approach.
✨Balance Commercial and Compliance Needs
Think about how you can balance commercial objectives with regulatory expectations. Be ready to discuss scenarios where you’ve had to make tough decisions and how you navigated those challenges while keeping compliance at the forefront.
✨Ask Insightful Questions
Prepare thoughtful questions about Trulife Financial’s Assurance Model and Supervision Framework. This shows your genuine interest in the company and helps you understand how you can contribute to their goals.