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- Tasks: Oversee Partner Firms and ensure compliance with regulations while managing risk effectively.
- Company: Trulife Financial, a fast-growing firm in wealth and mortgage services.
- Benefits: Flexible hybrid working model, competitive salary, and opportunities for impactful work.
- Other info: Be part of a dynamic environment with significant growth potential.
- Why this job: Join a forward-thinking team and make a real difference in client outcomes.
- Qualifications: Mortgage Advice Qualification and strong knowledge of FCA regulations required.
The predicted salary is between 70000 - 90000 £ per year.
Trulife Financial is seeking an experienced Training & Competence Supervisor to provide high-quality oversight to our Partner Firms, Advisers, and Practice Supervisors. You will play a key role in ensuring risk management, regulatory compliance, and strong customer outcomes across our network.
- Deliver supervision in line with Trulife Financial's Assurance Model and Supervision Framework
- Apply effective risk management, including root cause analysis and remedial action planning
- Use MI/data to identify trends and prioritise supervision activity
- Balance commercial needs with regulatory expectations
- Plan and manage your own supervision activities proactively
Mortgage Advice Qualification (essential)
Strong understanding of the FCA T&C Handbook and wider regulatory environment
We are Trulife Financial: one of the fastest-growing wealth, mortgage, and protection firms within The Openwork Partnership, with 70+ advisers and continuing to expand. Our hybrid working model gives you the flexibility to work in a way that suits your lifestyle, because we believe people perform at their best when they're trusted to choose how, when, and where they work.
As we continue to scale, you'll have the opportunity to make a meaningful impact and be part of a business that's ambitious, forward-thinking, and committed to delivering outstanding client outcomes. Apply today to join a business where your expertise truly makes an impact.
Director, Regulatory Affairs & Quality in Cardiff employer: Trulife Financial
Contact Detail:
Trulife Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Regulatory Affairs & Quality in Cardiff
✨Tip Number 1
Network like a pro! Reach out to industry contacts and attend relevant events. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching Trulife Financial and understanding their values. We want to see how your experience aligns with their mission, so be ready to share specific examples of how you can contribute to their success.
✨Tip Number 3
Showcase your skills in risk management and regulatory compliance during discussions. We’re looking for candidates who can demonstrate their expertise and how they can apply it to ensure strong customer outcomes.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Director, Regulatory Affairs & Quality in Cardiff
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in regulatory affairs and quality. We want to see how your skills align with our needs at Trulife Financial, so don’t hold back on showcasing your relevant achievements!
Showcase Your Understanding: Demonstrate your knowledge of the FCA T&C Handbook and the wider regulatory environment in your application. We’re looking for someone who not only knows the rules but can also apply them effectively, so give us examples of how you've done this in the past.
Be Proactive: In your written application, highlight instances where you’ve taken initiative in risk management or supervision activities. We love candidates who can plan and manage their own tasks proactively, so share those experiences with us!
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows us you’re keen to be part of our team at Trulife Financial!
How to prepare for a job interview at Trulife Financial
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA T&C Handbook and the wider regulatory environment. Being able to discuss specific regulations and how they impact Trulife Financial will show that you're not just familiar with the basics, but that you can apply this knowledge practically.
✨Showcase Your Risk Management Skills
Prepare examples of how you've effectively managed risk in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your answers, focusing on root cause analysis and remedial action planning. This will demonstrate your proactive approach to supervision.
✨Data-Driven Decision Making
Familiarise yourself with how to use MI/data to identify trends. Be ready to discuss how you've used data in the past to prioritise supervision activities or improve outcomes. This shows that you can balance commercial needs with regulatory expectations effectively.
✨Emphasise Your Flexibility and Adaptability
Since the role is home-based with travel, highlight your ability to manage your own supervision activities proactively. Share experiences where you've successfully adapted to changing circumstances or worked independently, showcasing your fit for Trulife Financial's hybrid working model.