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For Companies At a Glance
- Tasks: Lead risk management initiatives and ensure compliance with regulations.
- Company: Join a leading UK wealth management firm based in Oxfordshire.
- Benefits: Enjoy a competitive salary and comprehensive benefits package.
- Why this job: Make a real impact on financial stability while working in a dynamic environment.
- Qualifications: Experience in risk management within financial services is essential.
- Other info: This role requires full rights to live/work in the UK.
The predicted salary is between 55000 - 65000 £ per year.
Overview
Risk Manager | Wealth Management client. c. £65,000 – £75,000 + package. Oxfordshire, Hybrid (1 – 3 days a week in office, rest from home).
Troi Search are delighted to be working once again with a UK-based wealth management client. They provide comprehensive financial services to individuals, families, and businesses. Headquartered in Oxfordshire, the company offers a range of services including investment management, financial planning, tax advice, and employee benefits. We are looking for an experienced Risk Manager to embed and maintain an effective company wide risk management framework.
Responsibilities
- Lead a full review and update of the Risk Management Framework, including documentation, processes, and policies.
- Implement the findings and recommendations from an independent third-party risk assessment.
- Conduct comprehensive risk assessments to identify and analyze potential threats to operational and financial stability.
- Maintain and update the Risk Register to reflect accurate taxonomy, scoring, ownership, and control effectiveness.
- Develop or revise risk models, appetite statements, and assessment criteria.
- Prepare and deliver clear, actionable reports and presentations to senior stakeholders and governance committees.
- Identify and address any gaps in existing risk controls and make recommendations for improvement.
- Ensure regulatory compliance with all applicable standards including conduct, consumer outcomes, and documentation obligations.
- Contribute to training, procedural development, and internal compliance systems improvements.
Skills & Experience
- Prior experience in a similar risk-focused role within financial services or a regulated industry.
- Strong understanding of risk identification, assessment methodologies, and regulatory expectations.
- In-depth knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations.
- Strong grasp of capital adequacy, liquidity risk, and ICARA methodology.
- Excellent analytical, report-writing, and communication skills at all levels.
- Ability to manage own workload and work within a small team.
- Knowledge of business processes, standards, policies and procedures.
- Excellent organisational skills.
- Knowledge of Microsoft Word, Excel, Outlook and ideally Intelligent Office.
- Note: Unfortunately we don\\\’t provide sponsorship/relocation for this position, you must have full rights to live/work in the UK.
Sound like you? Apply now
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Risk Manager employer: Troi
Contact Detail:
Troi Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Manager
✨Tip Number 1
Familiarise yourself with the specific risk management frameworks and methodologies used in wealth management. This will not only help you understand the role better but also allow you to speak confidently about how your experience aligns with their needs during any discussions.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those who work in risk management. Engaging with industry peers can provide insights into the company culture and expectations, which can be invaluable when preparing for interviews.
✨Tip Number 3
Stay updated on the latest FCA regulations and compliance requirements relevant to risk management. Being knowledgeable about current standards will demonstrate your commitment to the role and your proactive approach to regulatory compliance.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you've successfully identified and mitigated risks. Having concrete stories ready will showcase your analytical skills and ability to handle challenges effectively, making you a strong candidate for the position.
We think you need these skills to ace Risk Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Risk Manager position. Tailor your application to highlight your relevant experience in risk management within financial services.
Highlight Relevant Experience: In your CV and cover letter, emphasise your prior experience in risk-focused roles, particularly in regulated industries. Mention specific projects or frameworks you've worked on that align with the job description.
Showcase Analytical Skills: Given the importance of analytical skills for this role, provide examples of how you've successfully conducted risk assessments or developed risk models. Use quantifiable achievements where possible to demonstrate your impact.
Tailor Your Application: Customise your cover letter to reflect your understanding of the company's needs and how you can contribute to their risk management framework. Address any specific skills mentioned in the job description, such as knowledge of FCA requirements.
How to prepare for a job interview at Troi
✨Understand the Risk Management Framework
Make sure you have a solid grasp of risk management frameworks, especially those relevant to wealth management. Be prepared to discuss how you would lead a review and update of such frameworks, as this is a key responsibility of the role.
✨Familiarise Yourself with Regulatory Requirements
Since the role requires knowledge of FCA requirements, ensure you are well-versed in regulations like MiFIDPRU and SYSC. Being able to articulate how these regulations impact risk management will demonstrate your expertise.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to conduct risk assessments and identify potential threats. Prepare examples from your past experience where you successfully identified risks and implemented controls.
✨Showcase Your Communication Skills
As you'll need to prepare reports and presentations for senior stakeholders, practice articulating complex risk concepts clearly and concisely. Highlight any previous experience where you've had to communicate risk findings effectively.
