At a Glance
- Tasks: Support compliance administration and reporting, ensuring information is accessible and up-to-date.
- Company: Join TrinityBridge, a diverse and inclusive financial advice and asset management firm.
- Benefits: Flexible working options, inclusive benefits, and opportunities for personal growth.
- Other info: Be part of a team that values diversity and promotes a healthy work-life balance.
- Why this job: Make a real impact in compliance while developing your skills in a supportive environment.
- Qualifications: 1+ years in a compliance role, strong attention to detail, and good communication skills.
The predicted salary is between 30000 - 40000 € per year.
This permanent role is part of the Operational Risk team and supports the administration and reporting functions, ensuring information is accessible, searchable and up-to-date.
Key Responsibilities
- Assist with the management of the Compliance inbox, ensuring queries are directed to relevant individuals within agreed time frames.
- Assist with business queries on compliance/risk‑related matters.
- Contribute to ad‑hoc tasks and projects as required.
- Assist with applications to regulators, including supporting the Operational Risk Manager with obligations under SMCR.
- Collaborate with the wider Legal, Risk and Compliance teams as needed.
Regulatory responsibilities & Compliance/T&C
- Demonstrate understanding of regulatory frameworks relevant to the role and practise effective risk management with client outcomes in mind.
- Follow all relevant internal and external rules, regulations and procedures, including FCA principles and internal Compliance Manual, local and Group policies.
About you – Qualifications, skills and strengths
- Keen attention to detail and strong organisational skills.
- Ability to work quickly and accurately to tight deadlines.
- Team player with initiative and ability to work independently.
- Good communication skills.
- Willingness to learn new skills and tasks with a proactive attitude.
- Interest in building knowledge of Compliance within a financial advice and asset management firm.
- 1+ years of experience within a Compliance environment.
Benefits
We offer a wide range of inclusive benefits that support a healthy work‑life balance, including flexible working options. We also invest in the growth of our people, providing a sense of belonging, team spirit and the ability to thrive.
Equal Opportunities
As an employer, TrinityBridge is committed to equality and valuing diversity within its workforce. We provide equality of opportunity and will aim to ensure that no employee or candidate is subject to discrimination on grounds of any characteristics including but not withstanding gender, gender identity, marital status, sexual orientation, race, colour, nationality, religion, age, disability, working pattern, caring responsibilities, political beliefs.
Compliance Officer in Chester employer: TrinityBridge
TrinityBridge is an exceptional employer that prioritises the well-being and professional growth of its employees. With a strong commitment to inclusivity and diversity, we offer flexible working options and a collaborative work culture that fosters team spirit and individual initiative. Our focus on employee development ensures that you will have ample opportunities to enhance your skills and advance your career within the dynamic field of compliance in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in Chester
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, attend industry events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can refer you directly.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance practices. We recommend doing mock interviews with friends or using online resources to get comfortable with common questions.
✨Tip Number 3
Showcase your attention to detail during interviews. Bring examples of how you've managed compliance tasks or projects in the past. This will demonstrate your organisational skills and ability to work under pressure.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Compliance Officer in Chester
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance and risk management. We want to see how your skills align with the role, so don’t be shy about showcasing relevant projects or tasks you've handled.
Show Off Your Attention to Detail:As a Compliance Officer, attention to detail is key! When you’re filling out your application, double-check for any typos or errors. We appreciate candidates who take the time to ensure their submissions are polished and professional.
Be Clear and Concise:When writing your cover letter, get straight to the point. We love a good story, but keep it relevant! Highlight your key achievements and how they relate to the responsibilities listed in the job description.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at TrinityBridge
✨Know Your Compliance Stuff
Make sure you brush up on the regulatory frameworks relevant to the role. Familiarise yourself with FCA principles and the internal Compliance Manual. This will show that you’re not just interested in the job, but that you understand the compliance landscape.
✨Show Off Your Organisational Skills
Since attention to detail and strong organisational skills are key for this role, prepare examples from your past experience where you successfully managed multiple tasks or projects. Be ready to discuss how you prioritised and met tight deadlines.
✨Be a Team Player
Collaboration is crucial in this role, so think of instances where you worked effectively within a team. Highlight your ability to communicate well and support others, especially in compliance or risk-related matters.
✨Demonstrate Your Proactive Attitude
Employers love candidates who show initiative. Prepare to discuss how you've taken the lead on projects or learned new skills independently. This will reflect your willingness to grow and adapt in a compliance environment.
