At a Glance
- Tasks: Lead regulatory risk assurance for a top-tier investment bank and ensure compliance with key regulations.
- Company: Join a Big 4 consultancy known for its dynamic projects and collaborative environment.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Be part of a diverse team that values equal opportunities and fosters career advancement.
- Why this job: Make a significant impact in the financial sector while developing your expertise in regulatory frameworks.
- Qualifications: 12+ years in banking or regulatory roles with strong knowledge of Basel III and CRR.
The predicted salary is between 112500 - 137500 £ per year.
VP/Director - Regulatory Risk & Controls
We're currently working with a Big 4 consultancy that is delivering a high-profile project for a tier 1 investment bank.
As part of this engagement, they're hiring for multiple positions at VP and Director level, focused on Risk Assurance related to regulatory capital, liquidity, and RWA compliance.
These roles sit within the 2nd Line of Defence (2LOD), supporting the assurance of compliance with Laws, Rules and Regulations (LRRs) related to Own Funds, Eligible Liabilities, and all RWA risk types.
Purpose
Lead and support assurance activities for regulatory compliance across capital and liquidity rule requirements, acting as a central point of expertise for Risk stakeholders.
Key Responsibilities
- Provide critical review and challenge of rule compliance assessments and documentation.
- Assess regulatory rule interpretations and propose appropriate treatments aligned with Basel III and CRD IV/CRR frameworks.
- Liaise closely with Finance and Treasury functions to ensure robust governance and assurance across reporting and control.
- Represent Risk Assurance in management committees and other key stakeholder forums.
- Serve as a subject matter expert for complex transactions and their regulatory treatment.
Ideal Profile
- 12+ years’ experience across banking, regulatory bodies, or professional services.
- Deep technical knowledge of Basel III, CRR, and related EU/UK prudential frameworks.
- Strong ability to challenge and influence senior stakeholders and regulatory experts.
- Demonstrated understanding of financial controls and governance processes.
Purpose
Support documentation and evidence-gathering to demonstrate compliance with capital and RWA-related LRRs across key risk types.
Key Responsibilities
- Provide risk functional expertise across areas such as Credit Risk (Secured/Unsecured), Market Risk, CVA, and Counterparty Credit Risk.
- Interpret CRR, PRA rulebook, and supervisory statements to support accurate regulatory reporting.
- Conduct risk assessments, documentation reviews, and contribute to developing and maintaining strong control frameworks.
- Coordinate across multiple teams to track and deliver project milestones.
- Communicate complex regulatory concepts clearly across business and technical stakeholders.
Ideal Profile
- Solid experience in risk management, audit, compliance, or controls.
- Proven ability to handle complex data sets and documentation standards.
- Strong multitasking, stakeholder engagement, and project coordination skills.
- Track record of driving governance deliverables to completion under pressure.
Trevose Partners is an equal opportunities employer and welcomes applications from all qualified candidates.
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VP/Director - Regulatory Risk & Controls employer: Trevose Partners
Trevose Partners is an excellent employer, offering a dynamic work environment where collaboration and innovation thrive. With a strong focus on employee development, you will have access to growth opportunities within the financial sector, all while being part of a supportive team dedicated to achieving excellence in Corporate Loans. Located in the United Kingdom, our culture promotes work-life balance and values each team member's contributions, making it a rewarding place to advance your career.
StudySmarter Expert Advice🤫
We think this is how you could land VP/Director - Regulatory Risk & Controls
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Trevose Partners. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace VP/Director - Regulatory Risk & Controls
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Trevose Partners.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Trevose Partners's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Trevose Partners
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Trevose Partners.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Trevose Partners will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Trevose Partners employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
