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For Companies At a Glance
- Tasks: Lead compliance for a cutting-edge digital asset business and ensure regulatory standards are met.
- Company: Join a global investment firm at the forefront of digital asset innovation.
- Benefits: Enjoy competitive salary, flexible working options, and opportunities for professional growth.
- Why this job: Be part of a dynamic team shaping the future of finance with impactful compliance strategies.
- Qualifications: Bring 10+ years of experience in asset management and a strong grasp of digital asset regulations.
- Other info: Ideal for those passionate about compliance and eager to make a difference in a fast-evolving industry.
The predicted salary is between 43200 - 72000 £ per year.
Global Investment Manage is hiring for a UK Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for the growing institutional Digital Asset business.
Key Responsibilities
- Ensure regulatory compliance and oversee related services.
- Manage compliance matters and programs, including digital assets.
- Develop and maintain policies and procedures.
- Train staff on regulatory standards.
- Maintain relationships with regulators.
- Assess and report compliance breaches.
- Coordinate regulatory inquiries and examinations.
- Handle regulatory reporting and filings.
- Collaborate with Legal and external counsel.
- Communicate with relevant functional areas.
- Enhance operational efficiencies with the technology team.
- Implement AML/CTF/Sanctions Compliance Program.
- Maintain AML risk assessment framework.
- Conduct assurance testing on AML/CTF controls.
- Support the KYC program.
- Implement compliance changes with third-party providers.
- Submit suspicious transaction reports timely.
Qualifications
- Strong communication and influence skills.
- Collaborative and proficient in regulatory guidance.
- Bachelor's degree in a relevant field.
- 10+ years of experience in asset management or securities, with expertise in digital assets and compliance.
- Knowledge of digital asset regulatory requirements.
- Understanding of AML/CTF/Sanctions frameworks and KYC requirements.
Head of Policy & Regulatory Affairs employer: Trevose Partners
Contact Detail:
Trevose Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Policy & Regulatory Affairs
✨Tip Number 1
Network with professionals in the digital asset and compliance sectors. Attend industry conferences, webinars, and local meetups to connect with key players and learn about the latest trends and regulatory changes.
✨Tip Number 2
Stay updated on the latest regulatory developments related to digital assets. Follow relevant news sources, subscribe to industry newsletters, and engage with thought leaders on social media to demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance programs in the past. Highlight your experience with AML/CTF frameworks and KYC requirements to showcase your expertise.
✨Tip Number 4
Research StudySmarter's values and mission. Tailor your conversations to align with our goals, showing how your experience and vision for compliance can contribute to our success in the digital asset space.
We think you need these skills to ace Head of Policy & Regulatory Affairs
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly in digital assets and asset management. Use specific examples that demonstrate your expertise in regulatory matters and your ability to manage compliance programs.
Craft a Compelling Cover Letter: In your cover letter, emphasise your strong communication skills and collaborative approach. Discuss how your 10+ years of experience align with the responsibilities of the role, particularly in developing policies and maintaining relationships with regulators.
Showcase Relevant Experience: When detailing your work history, focus on roles where you managed compliance matters or developed AML/CTF/Sanctions compliance programmes. Highlight any specific achievements or projects that demonstrate your capability in these areas.
Prepare for Regulatory Questions: Anticipate questions related to regulatory compliance and digital asset requirements. Be ready to discuss your understanding of AML/CTF frameworks and KYC requirements, as well as how you've implemented compliance changes in previous roles.
How to prepare for a job interview at Trevose Partners
✨Showcase Your Regulatory Knowledge
Make sure to demonstrate your understanding of digital asset regulatory requirements during the interview. Be prepared to discuss specific regulations and how they impact compliance strategies.
✨Highlight Your Communication Skills
Since strong communication is key for this role, think of examples where you've effectively communicated complex compliance issues to various stakeholders. This will show your ability to influence and collaborate.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Prepare to discuss how you would handle regulatory inquiries or compliance breaches, showcasing your strategic thinking.
✨Demonstrate Your Experience with AML/CTF Frameworks
Given the importance of AML/CTF compliance in this role, be ready to talk about your experience in implementing these frameworks. Share specific examples of how you've conducted risk assessments or assurance testing.
