At a Glance
- Tasks: Lead regulatory risk assurance and ensure compliance with capital and liquidity rules.
- Company: Join a Big 4 consultancy working with a top-tier investment bank.
- Benefits: Competitive salary, professional development, and diverse work environment.
- Other info: Dynamic role with opportunities for growth and collaboration across teams.
- Why this job: Make a significant impact in regulatory compliance and risk management.
- Qualifications: 12+ years in banking or regulatory roles with strong knowledge of Basel III.
The predicted salary is between 72000 - 108000 £ per year.
We're currently working with a Big 4 consultancy that is delivering a high-profile project for a tier 1 investment bank. As part of this engagement, they're hiring for multiple positions at VP and Director level, focused on Risk Assurance related to regulatory capital, liquidity, and RWA compliance. These roles sit within the 2nd Line of Defence (2LOD), supporting the assurance of compliance with Laws, Rules and Regulations (LRRs) related to Own Funds, Eligible Liabilities, and all RWA risk types.
Purpose: Lead and support assurance activities for regulatory compliance across capital and liquidity rule requirements, acting as a central point of expertise for Risk stakeholders.
Key Responsibilities:
- Provide critical review and challenge of rule compliance assessments and documentation.
- Assess regulatory rule interpretations and propose appropriate treatments aligned with Basel III and CRD IV/CRR frameworks.
- Liaise closely with Finance and Treasury functions to ensure robust governance and assurance across reporting and control.
- Represent Risk Assurance in management committees and other key stakeholder forums.
- Serve as a subject matter expert for complex transactions and their regulatory treatment.
Ideal Profile:
- 12+ years’ experience across banking, regulatory bodies, or professional services.
- Deep technical knowledge of Basel III, CRR, and related EU/UK prudential frameworks.
- Strong ability to challenge and influence senior stakeholders and regulatory experts.
- Demonstrated understanding of financial controls and governance processes.
Purpose: Support documentation and evidence-gathering to demonstrate compliance with capital and RWA-related LRRs across key risk types.
Key Responsibilities:
- Provide risk functional expertise across areas such as Credit Risk (Secured/Unsecured), Market Risk, CVA, and Counterparty Credit Risk.
- Interpret CRR, PRA rulebook, and supervisory statements to support accurate regulatory reporting.
- Conduct risk assessments, documentation reviews, and contribute to developing and maintaining strong control frameworks.
- Coordinate across multiple teams to track and deliver project milestones.
- Communicate complex regulatory concepts clearly across business and technical stakeholders.
Ideal Profile:
- Solid experience in risk management, audit, compliance, or controls.
- Proven ability to handle complex data sets and documentation standards.
- Strong multitasking, stakeholder engagement, and project coordination skills.
- Track record of driving governance deliverables to completion under pressure.
Trevose Partners is an equal opportunities employer and welcomes applications from all qualified candidates.
VP/Director - Regulatory Risk & Controls in England employer: Trevose Partners
Join a leading global financial services firm that values innovation and excellence in the Prime Brokerage sector. With a strong focus on employee growth, you will have access to a competitive compensation package and performance-based incentives, all while working in a dynamic and collaborative environment. This role offers the unique opportunity to influence business growth and contribute to strategic initiatives, making it an ideal place for driven professionals looking to make a meaningful impact.
StudySmarter Expert Advice🤫
We think this is how you could land VP/Director - Regulatory Risk & Controls in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work in regulatory risk and controls. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of Basel III and CRR frameworks. We want you to be the go-to expert in the room, so practice explaining complex concepts in simple terms to show off your communication skills.
✨Tip Number 3
Don’t just apply; engage! When you submit your application through our website, follow up with a quick email or LinkedIn message to the hiring manager. It shows initiative and keeps you on their radar.
✨Tip Number 4
Showcase your project coordination skills! Be ready to discuss specific examples where you've successfully managed multiple stakeholders and delivered results under pressure. This is key for roles in risk assurance.
We think you need these skills to ace VP/Director - Regulatory Risk & Controls in England
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of VP/Director - Regulatory Risk & Controls. Highlight your experience with Basel III, CRR, and any relevant regulatory frameworks. We want to see how your background aligns with the key responsibilities outlined in the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to challenge and influence stakeholders, as well as your expertise in risk management and compliance.
Showcase Your Achievements:When detailing your work history, focus on achievements rather than just duties. Quantify your successes where possible, like improvements in compliance rates or successful project completions. This will help us see the impact you've made in previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at Trevose Partners
✨Know Your Regulatory Stuff
Make sure you brush up on Basel III, CRR, and other relevant frameworks before the interview. Being able to discuss these topics confidently will show that you're not just familiar with the regulations but can also apply them in real-world scenarios.
✨Prepare for Scenario Questions
Expect questions that ask you to assess compliance or challenge regulatory interpretations. Think of specific examples from your past experience where you've successfully navigated complex regulatory challenges, as this will demonstrate your expertise and problem-solving skills.
✨Engage with Stakeholders
Since the role involves liaising with various teams, be ready to discuss how you've effectively communicated complex concepts to both technical and non-technical stakeholders. Highlight any experiences where your communication skills made a significant impact on project outcomes.
✨Showcase Your Leadership Skills
As a VP/Director, you'll need to lead assurance activities and influence senior stakeholders. Prepare to share examples of how you've led teams or projects, particularly in high-pressure situations, to illustrate your ability to drive governance deliverables to completion.
