At a Glance
- Tasks: Join us as a Compliance Analyst, conducting reviews and analyses for clients' regulatory compliance.
- Company: ACA Group is a top governance, risk, and compliance advisor in financial services.
- Benefits: Enjoy competitive pay, bonuses, private medical insurance, and up to 26 days of holiday.
- Other info: Opportunity for professional development and training in investment compliance.
- Why this job: Be part of a dynamic team, gain valuable experience, and contribute to meaningful client projects.
- Qualifications: Strong academic background required; 0-2 years of relevant experience preferred.
The predicted salary is between 28800 - 43200 £ per year.
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Compliance Analyst, OMR (Outsourced Marketing Review)
Date: Jul 11, 2025
Location: London, GB
Company: ACA Group
The Opportunity:
The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development.
What you’ll do:
- Assist with ACA service offerings including, but not limited to:
- Regulatory filings
- Expert network chaperoning
- Anti-money laundering support
- Electronic communication review
- Code of ethics and personal trading reviews
- Marketing review
- Analyze clients’ books and records for potential regulatory issues
- Interpret complicated and nuanced documents to identify potential regulatory risks
- Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks
- Draft reports for clients summarizing ACA’s review and any findings from such reviews
- Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to
- Analyst training
- Attend conferences and roundtable events
- Assist with customized client engagements
To qualify for the role you must have:
- Strong academic background (i.e. degree level or recognized professional qualification)
Ideally, you’ll also have:
- 0-2 years of relevant financial services experience and/or knowledge of the UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance.
Skills and attributes for success:
- Demonstrated professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments commensurate with role.
- Ability to work in a fast-paced small team environment.
- Ability to establish and maintain effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
Preferred Licenses and Certification(s)
- Will be required to undertake either the Investment Management Certificate or the CISI Diploma in Investment Compliance.
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes an annual discretionary bonus, pension, private medical insurance, group life insurance, group income protection, subsidized corporate gym membership, season ticket loan, employee assistance programme, and more. Our time off options include up to 26 days of annual holiday allowance and statutory bank holidays, as well as days off for your work anniversary, career development, and volunteering.
About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
What we commit to:
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.
#J-18808-LjbffrCompliance Analyst, OMR (Outsourced Marketing Review) in London employer: Trellis Group
At ACA Group, we pride ourselves on being an exceptional employer, offering a dynamic work environment in the heart of London where compliance analysts can thrive. Our commitment to employee development is evident through extensive training resources and a supportive culture that encourages professional growth. With competitive compensation, generous holiday allowances, and a focus on work-life balance, ACA Group stands out as a rewarding place for those seeking meaningful careers in governance, risk, and compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst, OMR (Outsourced Marketing Review) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Trellis Group looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst, OMR (Outsourced Marketing Review) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Trellis Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Trellis Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Trellis Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
