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For Companies At a Glance
- Tasks: Provide regulatory advice and support to ensure compliance with regulations.
- Company: Join a dynamic Compliance team in a leading organisation.
- Benefits: Fixed term contract with competitive pay and valuable experience.
- Other info: Opportunity for professional growth in a fast-paced environment.
- Why this job: Make a real impact by guiding the business through regulatory changes.
- Qualifications: Strong understanding of compliance and regulatory frameworks.
The predicted salary is between 40000 - 50000 £ per year.
We are currently recruiting for an exciting opportunity to join the Compliance team as a Compliance Adviser on a fixed term contract basis for 13.5 months.
Role Overview
As the Compliance Adviser you will be responsible for timely and accurate regulatory advice and guidance to the business. You will partner with the business to support the implementation of new regulation, control and service enhancements and any potential remediation projects to ensure that the business understands and meets its regulatory obligations.
The Role
- Advice and support: Provide guidance to the business on regulatory matters and day-to-day compliance queries applicable to the Group and other firms in the distribution chain.
- Subject matter expertise: Proactively maintain regulatory knowledge for topics allocated by the Senior Compliance Manager and act as a point of reference as required.
- Regulatory change / project support: Partner with the business to support the delivery of regulatory change, including new regulation, control and service enhancements and any potential remediation activity.
- Horizon scanning: Review and analyse regulatory publications and prepare clear summaries and impact considerations for management and key stakeholders.
- Consultations and policy input: Contribute to relevant internal and external consultations, discussions and policy debates where required.
- Regulatory correspondence and engagement: Assist with coordination of communications with regulators, including drafting correspondence, preparing supporting documents, and tracking actions and deadlines.
- Regulatory notifications and reporting: Support the coordination and submission of regulatory notifications and returns in a timely manner, ensuring appropriate records and evidence are maintained.
- SM&CR support: Support end-to-end coordination of SMF and Certified Person applications, including drafting submissions, collating supporting evidence, and tracking progress to completion.
- Management information (MI): Contribute to MI relating to regulatory projects, regulatory developments and key regulatory issues.
Compliance Adviser (Fixed Term) in London employer: Transact
Contact Detail:
Transact Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Adviser (Fixed Term) in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Adviser role.
✨Tip Number 2
Prepare for interviews by brushing up on your regulatory knowledge. We recommend going through recent regulatory changes and being ready to discuss how they impact businesses. Show them you’re not just a candidate, but a potential partner in navigating compliance challenges.
✨Tip Number 3
Don’t forget to showcase your problem-solving skills! During interviews, share examples of how you’ve tackled compliance issues in the past. We want to see how you can bring value to the team and help implement new regulations smoothly.
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Compliance Adviser (Fixed Term) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Adviser role. Highlight your relevant experience and skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for this position. Let us know what excites you about working with us at StudySmarter.
Showcase Your Regulatory Knowledge: Since the role involves providing regulatory advice, make sure to showcase your understanding of current regulations and any relevant projects you've worked on. We love seeing candidates who are proactive in staying updated!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Transact
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes relevant to the role. Familiarise yourself with key regulations and how they impact the business. This will show that you're proactive and ready to provide valuable advice.
✨Prepare Real-Life Examples
Think of specific instances where you've successfully navigated compliance challenges or provided regulatory guidance. Be ready to share these examples during the interview to demonstrate your expertise and problem-solving skills.
✨Understand the Business Context
Research the company’s operations and how compliance fits into their overall strategy. This will help you tailor your responses and show that you understand the importance of compliance in supporting business objectives.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance team’s current projects or challenges they face. This not only shows your interest in the role but also gives you a chance to demonstrate your knowledge and engagement with the subject matter.