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- Tasks: Lead compliance and risk management for a global financial analysis platform.
- Company: Join TradingView, the world's largest financial analysis platform with over 100M users.
- Benefits: Enjoy flexible hours, hybrid work, and performance-based bonuses.
- Other info: Be part of a dynamic team that values diversity and career growth.
- Why this job: Make a real impact in fintech while working with a diverse, global team.
- Qualifications: 5-7 years in compliance or risk management, preferably in fintech or crypto.
The predicted salary is between 60000 - 80000 £ per year.
TradingView is the world’s largest financial analysis platform with more than 100M users across 180+ countries. We build tools that help traders and investors make informed decisions — from advanced charting and market data to collaboration and publishing features. Our products are used daily by millions of individuals and trusted by companies like Revolut, Binance, and CME Group. We’re continuing to grow and scale our platform, and we’re looking for people who care about product quality, take ownership of their work, and want to build systems used by a global audience.
About the team
The Legal team sits at the heart of TradingView and it’s a very important part of the business. This team supports all other TradingView teams, helping us achieve our goals each and every day. They’re special, they’re strong-willed, and they work in a lot of different areas. From structuring credit programmes, advising on innovative features, and assisting to launch into new territories, the Legal team does it all.
Responsibilities
- Compliance: Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.) Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2, MiCA, PSD2, ESMA and SEC guidelines) Oversee KYC/KYB checks for affiliate and broker onboarding Maintain a risk-based country and partner acceptance matrix Liaise with regulators or external auditors where necessary Provide internal compliance training and awareness programs
- Broker Oversight: Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities Maintain a live register of approved brokers and their licensing/authorization status Monitor regulatory changes impacting broker operations across key jurisdictions Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes Maintain working knowledge of financial and crypto-specific regulations and regulators.
- Risk Management: Lead risk assessments and maintain the company’s risk register Design and monitor mitigation strategies for operational, regulatory, and reputational risk Support business continuity and incident response planning Conduct internal audits of risk controls and policies
- Governance and Reporting: Maintain a compliance calendar and ensure adherence to deadlines Prepare periodic reports for senior leadership on risk posture and compliance issues Escalate significant compliance failures or red flags
What makes you the perfect fit
- Minimum 5–7 years’ experience in compliance, risk management, or internal audit (preferably in fintech, SaaS, crypto, or regulated financial services sectors)
- Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2, MiCA, PSD2)
- Proven experience in broker oversight, licensing due diligence, and regulatory monitoring
- Familiarity with financial and crypto services regulators across multiple jurisdictions
- Strong understanding of crypto‑specific compliance obligations, including MiCA, FATF Travel Rule, Virtual Asset Service Provider (VASP) regimes, and related regulatory guidance
- Experience in building compliance frameworks from scratch and establishing governance structures
- Strong analytical, communication, and stakeholder management skills
- Professional certifications preferred but not necessary (e.g., ICA, ACAMS, CCEP, CRISC, CFA Institute Certificate in ESG Investing, ACFCS)
What we offer you
- Flexible working hours and a hybrid work format
- Well‑equipped offices for focused and collaborative work
- A global, distributed team of 500+ professionals
- Learning, mentorship, and long‑term career growth
- Relocation support and private health insurance
- Performance‑based bonuses
- TradingView Premium access
- Regular team events and company‑wide meetups
Join the TradingView team and help us build a product used by millions of traders and investors worldwide. We look forward to hearing from you! TradingView is an equal opportunity employer. We embrace diversity and are dedicated to fostering a diverse and inclusive workplace. Our success is driven by 600+ professionals from 40+ countries who speak nearly 20 languages.
Middle Risk & Compliance Manager employer: TradingView Inc
Contact Detail:
TradingView Inc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Middle Risk & Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already at TradingView. A friendly chat can open doors and give you insider info on what they're really looking for.
✨Tip Number 2
Prepare for interviews by diving deep into TradingView's products and services. Show us you know your stuff and how your skills can help enhance compliance and risk management in our fast-paced environment.
✨Tip Number 3
Don’t just wait for job openings; be proactive! Keep an eye on our website and apply directly. We love seeing candidates who take the initiative and show genuine interest in joining our team.
✨Tip Number 4
Follow up after interviews with a thank-you note. It’s a simple gesture that shows your enthusiasm and professionalism. Plus, it keeps you fresh in our minds as we make decisions!
We think you need these skills to ace Middle Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Middle Risk & Compliance Manager role. Highlight your relevant experience in compliance, risk management, and regulatory frameworks to show us you’re the perfect fit!
Showcase Your Knowledge: Demonstrate your understanding of key regulations like GDPR, AML, and MiCA in your application. We want to see that you’re not just familiar with these concepts but can apply them in a practical context.
Be Clear and Concise: When writing your application, keep it straightforward and to the point. Use clear language to convey your skills and experiences, making it easy for us to see why you’d be a great addition to our team.
Apply Through Our Website: We encourage you to submit your application directly through our website. This way, you’ll ensure it reaches the right people and you’ll get to explore more about what we do at TradingView!
How to prepare for a job interview at TradingView Inc
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like GDPR, AML, and MiCA. Being able to discuss these confidently will show that you’re not just familiar with compliance but also understand how they impact TradingView's operations.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've developed compliance frameworks or conducted risk assessments. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewers to see your impact.
✨Engage with the Team's Goals
Understand the role of the Legal team within TradingView and how it supports other departments. Be ready to discuss how your skills can help achieve their goals, especially in areas like broker oversight and regulatory monitoring.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s approach to compliance and risk management. This shows your genuine interest in the role and helps you gauge if TradingView is the right fit for you. Think about asking how they handle regulatory changes or what challenges they face in compliance.