Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance with FCA regulations and assist in drafting reports and policies.
- Company: Dynamic fintech company focused on innovation and client wealth-building.
- Benefits: Generous salary, bonuses, and opportunities for personal and professional growth.
- Why this job: Make a real impact in a fast-paced environment while working with talented colleagues.
- Qualifications: Degree in Law, Finance, or Economics; strong attention to detail and communication skills.
- Other info: Join a culture of excellence and continuous improvement with exciting career prospects.
The predicted salary is between 43200 - 72000 £ per year.
Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Today, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.
Purpose of Role
To support the Head of Compliance on all areas relating to regulatory compliance in the United Kingdom in line with FCA regulations.
What You’ll Do
- Assist with the day‑to‑day compliance in line with regulatory and legal requirements and the company’s policies and procedures.
- Performing risk assessments in relation to compliance risks.
- Assist in the drafting of compliance related reports to the authorities (FCA).
- Draft, modify and implement the company's policies, procedures and handbooks, as needed to reflect industry best practices, the evolving regulatory environment and changes to the business.
- Research, identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices.
- Maintain oversight of the relevant Compliance registers.
- Assist in the function’s strategic planning and decision making.
- Liaise with auditors/examiners during compliance audits/examinations as assigned.
- Perform desk‑based reviews to the company’s functions, systems and procedures as per the Company’s Compliance Monitoring Program.
What You Need
- Bachelor's degree in Law, Finance, Economics or any other relevant field.
- Strong attention to detail and ability to work in a high‑performance environment.
- Ability to work independently and as part of a team.
- A strong drive for excellence and a continuous improvement mindset.
- Excellent writing skills.
- Strong time management and organizational abilities.
- Excellent communication and interpersonal skills.
What We Offer
- Challenges that will help you grow and realise your potential.
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high‑performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package including annual bonuses.
Are you ready to accelerate your career with us? We’d love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted. We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI‑powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. You may withdraw this consent or exercise your data protection rights at any time by contacting us.
Senior Compliance Officer employer: Trading212
Contact Detail:
Trading212 Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those who work at companies you admire. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We want you to show off your knowledge and passion for the role, so practice answering common compliance-related questions.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for roles that excite you and fit your skills – we’re all about building wealth together!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the position. Plus, it’s a great chance to reiterate why you’re the perfect fit for the team.
We think you need these skills to ace Senior Compliance Officer
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance and regulatory matters. We want to see how your skills align with our mission and the specific requirements of the Senior Compliance Officer role.
Show Off Your Writing Skills: Since excellent writing skills are a must for this position, take the time to craft clear and concise application materials. We appreciate well-structured documents that reflect your attention to detail and ability to communicate effectively.
Highlight Relevant Experience: Don’t forget to showcase any previous roles or projects that involved compliance, risk assessments, or policy drafting. We’re looking for candidates who can demonstrate their understanding of FCA regulations and compliance best practices.
Apply Through Our Website: For the best chance of success, make sure to submit your application through our website. This helps us keep everything organised and ensures your application gets the attention it deserves. We can’t wait to hear from you!
How to prepare for a job interview at Trading212
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance requirements relevant to the role. Being able to discuss specific regulations and how they apply to the company will show that you're not just knowledgeable but also genuinely interested in the position.
✨Showcase Your Attention to Detail
As a Senior Compliance Officer, attention to detail is crucial. Prepare examples from your past experiences where your meticulous nature helped identify compliance risks or improved processes. This will demonstrate your capability to thrive in a high-performance environment.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think of potential compliance challenges the company might face and how you would address them. This shows your proactive mindset and strategic thinking.
✨Communicate Clearly and Confidently
Excellent communication skills are key for this role. Practice articulating your thoughts clearly and confidently, especially when discussing complex compliance topics. This will help you stand out as someone who can effectively liaise with auditors and other stakeholders.