Market Abuse Associate

Market Abuse Associate

Full-Time 36000 - 60000 £ / year (est.) No home office possible
T

At a Glance

  • Tasks: Assist in daily trade surveillance and investigate market abuse alerts.
  • Company: Dynamic firm revolutionising trading and investing for over 4 million clients.
  • Benefits: Generous salary, bonuses, and opportunities for personal growth.
  • Why this job: Make a real impact in the finance world while developing your skills.
  • Qualifications: Degree in Law, Finance, or related field; strong IT and communication skills.
  • Other info: Join a supportive team in a fast-paced environment with endless possibilities.

The predicted salary is between 36000 - 60000 £ per year.

Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown 20 times to over 4 million, and client assets have grown over 50 times to over €25 billion.

Purpose of Role

The Market Abuse Associate will play a key role in assisting the firm's Market Abuse framework to support the organization in meeting its Market Abuse obligations. This role assists in day-to-day Market Abuse tasks, which will include, but are not limited to:

  • Undertaking daily trade surveillance activities.
  • Reviewing market manipulation alerts.
  • STOR preparation and submission.

What You'll Do

  • Day to day operation of the firm’s UK market abuse framework.
  • Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.
  • Identify risks/issues and discrepancies and proactively elevate to the Market Abuse Manager for secondary review as required.
  • Conduct in-depth investigations into potential market abuse instances and improper activity.
  • Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
  • Investigate internal escalations when necessary.
  • Draft STOR forms ready for submission to the relevant regulators such as FCA as required.
  • Assist in maintaining appropriate desk-based policies in relation to market abuse.
  • Assist in responding to regulatory enquiries on market abuse issues.
  • Assist in creating and maintaining market abuse related MI.
  • Undertake any ad-hoc projects supporting technical enhancements to the market abuse program.
  • Support other team members with ad hoc tasks as required.

What You Need

  • A working understanding of the Market Abuse framework and what those entail.
  • A good working knowledge of financial products with a particular focus on Equities.
  • Strong IT skills with a particular focus on Microsoft Word & Excel.
  • Python and/or SQL skills are preferred but not required.
  • A strong background in data science or data analytics is a plus.
  • Knowledge in FCA regulatory requirements and best practices in compliance.
  • Educated to degree level in Law, Finance, or a related field.
  • Good communication and interpersonal skills.
  • Ability to work under pressure and be adaptable.

What we offer

  • Challenges that will help you grow and realise your potential.
  • Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth.
  • Work with smart, spirited, helpful, high-performing colleagues with a common goal.
  • An environment where nothing is set in stone.
  • Appreciation for your talent and ideas.
  • Generous remuneration package including annual bonuses.

Are you ready to accelerate your career with us? We’d love to hear from you! We thank all applicants, but only candidates selected for an interview will be contacted. All personal data of applicants is protected by the law and will be treated with strict confidentiality.

Market Abuse Associate employer: Trading212

As a Market Abuse Associate, you will thrive in a dynamic environment that champions innovation and excellence, contributing to a mission that empowers millions to build wealth. Our culture prioritises growth, collaboration, and the sharing of ideas, ensuring that your contributions are valued and impactful. With competitive remuneration and opportunities for professional development, this role offers a unique chance to advance your career while working alongside talented colleagues in a fast-paced, supportive setting.
T

Contact Detail:

Trading212 Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Market Abuse Associate

✨Tip Number 1

Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Market Abuse Associate role.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of the Market Abuse framework and current regulations. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your skills and experiences.

✨Tip Number 3

Showcase your analytical skills! Be ready to discuss how you've tackled data-related challenges in the past. We love seeing candidates who can demonstrate their ability to investigate and document findings effectively.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for passionate individuals who want to make an impact in the world of trading and investing.

We think you need these skills to ace Market Abuse Associate

Market Abuse Framework Understanding
Trade Surveillance
Risk Identification
Investigative Skills
Documentation Skills
Regulatory Knowledge (FCA)
Financial Products Knowledge (Equities)
Microsoft Word
Microsoft Excel
Python
SQL
Data Science
Data Analytics
Communication Skills
Interpersonal Skills
Adaptability

Some tips for your application 🫡

Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Market Abuse Associate role. Highlight any relevant experience in market abuse frameworks, financial products, or compliance to catch our eye!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market abuse compliance and how your background makes you a great fit for our team. Keep it concise but impactful!

Show Off Your Skills: We love seeing candidates who can demonstrate their IT skills, especially in Microsoft Word and Excel. If you have any experience with Python or SQL, don’t forget to mention that too – it could give you an edge!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our mission to help people build wealth!

How to prepare for a job interview at Trading212

✨Know Your Market Abuse Framework

Make sure you brush up on the Market Abuse framework before your interview. Understand the key components and obligations, as this will show your potential employer that you're serious about the role and have done your homework.

✨Showcase Your Analytical Skills

Since the role involves daily trade surveillance and investigating alerts, be prepared to discuss your analytical skills. Bring examples of how you've used data analysis in past roles, especially if you have experience with financial products or data science.

✨Familiarise Yourself with Regulatory Requirements

Get a good grasp of FCA regulatory requirements and best practices in compliance. Being able to speak knowledgeably about these topics will demonstrate your commitment to maintaining high standards in market abuse prevention.

✨Prepare for Scenario-Based Questions

Expect scenario-based questions where you might need to explain how you'd handle specific market abuse situations. Think through potential scenarios and how you would approach them, highlighting your problem-solving skills and ability to work under pressure.

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

>