At a Glance
- Tasks: Assist in daily trade surveillance and investigate market abuse alerts.
- Company: Fast-growing mobile broker with a mission to empower wealth building.
- Benefits: Generous remuneration, growth challenges, and a dynamic work environment.
- Other info: Join a spirited team and thrive in a culture of excellence.
- Why this job: Make a real impact on innovative services for millions of investors.
- Qualifications: Degree in finance or data analysis; strong IT and communication skills.
The predicted salary is between 29250 - 35750 £ per year.
Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Today, we serve over 6 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.
The Market Abuse Associate will play a key role in assisting the firm's Market Abuse framework to support the organization in meeting its Market Abuse obligations. This role assists in day-to-day Market Abuse tasks, which will include, but are not limited to:
- Undertaking daily trade surveillance activities using the firm’s automated surveillance tool and investigating alerts in a timely manner.
- Identifying risks/issues and discrepancies and proactively escalating to the Market Abuse Manager for secondary review as required.
- Conducting in-depth investigations into potential market abuse instances and improper activity.
- Accurately documenting review findings and outcomes and supporting further investigation of suspicious behaviour as required.
- Investigating internal escalations when necessary.
- Drafting STOR forms ready for submission to the relevant regulators such as FCA as required.
- Assisting in maintaining appropriate desk-based policies in relation to market abuse.
- Assisting in responding to regulatory enquiries on market abuse issues.
- Assisting in creating and maintaining market abuse related MI.
- Undertaking any ad-hoc projects supporting technical enhancements to the market abuse program.
- Supporting other team members with ad hoc tasks as required.
What you need to have:
- A working understanding of the Market Abuse framework and what those entail.
- A good working knowledge of financial products with a particular focus on Equities.
- Strong IT skills with a particular focus on Microsoft Word & Excel.
- Python and/or SQL skills are preferred but not required.
- A strong background in data science or data analytics is a plus.
- Knowledge in FCA regulatory requirements and best practices in compliance.
- A degree in studies focused on finance, statistics, data analysis or related field.
- Good communication and interpersonal skills.
- Ability to work under pressure and be adaptable.
What we offer:
- Challenges that will help you grow and realise your potential fast.
- Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high-performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package.
Bring your ambition to Europe’s fastest-growing mobile broker!
Market Abuse (Trade Surveillance) Associate in London employer: Trading212
As a Staff Backend Engineer at our company, you will be part of a dynamic and innovative team dedicated to transforming the trading and investing landscape. We pride ourselves on fostering a collaborative work culture that encourages technical excellence and personal growth, offering opportunities to mentor fellow engineers and influence key architectural decisions. Located in a vibrant tech hub, we provide a stimulating environment where your contributions directly impact over 6 million clients, all while enjoying competitive benefits and a commitment to work-life balance.
