At a Glance
- Tasks: Join our Compliance team to protect market integrity and investigate potential market abuse.
- Company: Fast-growing Fintech company serving over 5 million clients.
- Benefits: Generous remuneration, annual bonuses, and opportunities for personal growth.
- Why this job: Launch your career in a dynamic environment with real impact on trading fairness.
- Qualifications: Degree in Law, Finance, or related field; strong analytical and IT skills.
- Other info: Collaborate with high-performing colleagues and contribute to innovative services.
The predicted salary is between 30000 - 40000 £ per year.
Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Today, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.
Are you a detail-oriented graduate looking to launch your career in the fast-paced world of Fintech? We are looking for a Market Abuse Associate to join our Compliance team. This is an entry-level role designed for someone with a sharp analytical mind who wants to learn the "DNA" of market integrity. You will be at the front lines of protecting our platform, learning how to identify market abuse trends such as insider dealing or market manipulation, ensuring our users trade in a fair environment.
What You’ll Do
- Day to day operation of the firm’s UK market abuse framework.
- Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.
- Identify risks/issues and discrepancies and proactively escalate to the Market Abuse Manager for secondary review as required.
- Conduct in depth investigations into potential market abuse instances and improper activity.
- Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
- Investigate internal escalations when necessary.
- Draft STOR forms ready for submission to the relevant regulators such as FCA as required.
- Assist in maintaining appropriate desk based policies in relation to market abuse.
- Assist in responding to regulatory enquiries on market abuse issues.
- Assist in creating and maintaining market abuse related MI.
- Undertake any ad-hoc projects supporting technical enhancements to the market abuse program.
- Support other team members with ad hoc tasks as required.
What You Need
- A working understanding of the Market Abuse framework and what those entail.
- A good working knowledge of financial products with a particular focus on Equities.
- Strong IT skills with a particular focus on Microsoft Word & Excel.
- Python and/or SQL skills are preferred but not required.
- A strong background in data science or data analytics is a plus.
- Knowledge in FCA regulatory requirements and best practices in compliance.
- Educated to degree level in Law, Finance, or a related field.
- Good communication and interpersonal skills.
- Ability to work under pressure and be adaptable.
What We Offer
- Challenges that will help you grow and realise your potential.
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high-performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package including annual bonuses.
Are you ready to accelerate your career with us? We would love to hear from you! We thank all applicants, but only candidates selected for an interview will be contacted. We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. You may withdraw this consent or exercise your data protection rights at any time by contacting us.
Market Abuse Associate employer: Trading 212
Contact Detail:
Trading 212 Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse Associate
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can refer you directly.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their mission and values, especially around market integrity. This will help you tailor your answers and show you're genuinely interested.
✨Tip Number 3
Practice common interview questions related to compliance and market abuse. Think about how your skills align with the role of a Market Abuse Associate and be ready to share examples from your studies or experiences.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining our team and contributing to our mission.
We think you need these skills to ace Market Abuse Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Market Abuse Associate role. Highlight any relevant experience or skills that align with the job description, especially your understanding of market abuse frameworks and financial products.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for Fintech and how your analytical skills can contribute to our compliance team. Don’t forget to mention why you want to work with us at StudySmarter!
Show Off Your Skills: If you've got strong IT skills, especially in Microsoft Word & Excel, make sure to showcase them. If you have any experience with Python or SQL, even better! We love candidates who can bring technical skills to the table.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you on the path to joining our amazing team!
How to prepare for a job interview at Trading 212
✨Know Your Market Abuse Framework
Before the interview, make sure you have a solid understanding of the Market Abuse framework. Brush up on key concepts like insider dealing and market manipulation, as well as how they relate to compliance. This will show your potential employer that you're not just interested in the role, but that you’re also knowledgeable about the industry.
✨Showcase Your Analytical Skills
As a Market Abuse Associate, analytical skills are crucial. Prepare examples from your studies or previous experiences where you've successfully analysed data or identified trends. Be ready to discuss how you would approach daily trade surveillance activities and what tools you might use to investigate alerts.
✨Familiarise Yourself with Financial Products
Since the role focuses on equities, it’s essential to have a good grasp of financial products. Research different types of equities and their market behaviours. Being able to discuss these confidently during your interview will demonstrate your commitment and readiness for the role.
✨Prepare Questions for Your Interviewers
Interviews are a two-way street, so come prepared with thoughtful questions. Ask about the team dynamics, the tools they use for trade surveillance, or how they handle regulatory enquiries. This not only shows your interest in the position but also helps you gauge if the company culture is the right fit for you.