At a Glance
- Tasks: Define compliance specifications and optimise investment processes while advising on regulatory requirements.
- Company: Join Trade Republic, Europe's largest savings platform with a mission to democratise wealth.
- Benefits: Relocation support, dynamic work culture, and opportunities for continuous training and career growth.
- Other info: Collaborative environment with a focus on accountability and excellence.
- Why this job: Make a real impact in financial compliance and help shape the future of wealth management.
- Qualifications: Degree in economics or law, with experience in investment compliance and fluency in English and Spanish or Portuguese.
The predicted salary is between 63000 - 77000 £ per year.
Please note that this position is based in Madrid, Spain - relocation support is provided if required.
Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more. We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.
WHAT YOU’LL BE DOING
- Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes.
- Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements.
- Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states.
- Communication with internal and external stakeholders in all arising questions regarding investment compliance.
- Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities.
- Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People.
- Continuous training in various compliance topics.
WHAT WE'RE LOOKING FOR
- Successfully completed studies in economics, law or business law or comparable studies.
- Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or several years of professional experience in the banking or financial services industry.
- Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory frameworks.
- Fluency in English, and either Spanish or Portuguese is necessary.
WHY YOU SHOULD APPLY NOW
Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!
Regulatory Compliance Manager (Spanish or Portuguese Speaker) in London employer: Trade Republic
Trade Republic is an exceptional employer located in the vibrant city of Madrid, Spain, offering a dynamic work culture that fosters ownership and excellence. Employees benefit from continuous training opportunities and collaboration with top talents in the financial sector, all while contributing to a meaningful mission of democratizing wealth for millions. With relocation support available, this role not only promises professional growth but also the chance to be part of a transformative journey in the European savings landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager (Spanish or Portuguese Speaker) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Trade Republic looking for candidates who are engaged and informed.
We think you need these skills to ace Regulatory Compliance Manager (Spanish or Portuguese Speaker) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Trade Republic. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Trade Republic
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Trade Republic’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
