Senior Transaction Reporting Compliance Manager EMIR/MiFIR

Senior Transaction Reporting Compliance Manager EMIR/MiFIR

Full-Time 70000 - 90000 £ / year (est.) No working from home possible
TP ICAP

At a Glance

  • Tasks: Support compliance advisory functions and lead risk assessments in a dynamic financial environment.
  • Company: Join TP ICAP, a leading player in the financial services sector.
  • Benefits: Competitive salary, professional development, and a collaborative team culture.
  • Other info: Opportunity to grow within a supportive and innovative compliance team.
  • Why this job: Make a real impact by ensuring compliance with key UK and EU regulations.
  • Qualifications: Strong knowledge of MiFID II and EMIR, plus excellent communication skills.

The predicted salary is between 70000 - 90000 £ per year.

TP ICAP is looking for a Compliance Officer/Senior Manager to join their EMEA Compliance team in London. The role involves supporting compliance advisory functions, developing compliance policies, and leading compliance risk assessments.

The ideal candidate should possess strong knowledge of UK and EU regulations including MiFID II and EMIR, paired with excellent communication skills and experience in financial services. This position will contribute to maintaining compliance across the organization.

Senior Transaction Reporting Compliance Manager EMIR/MiFIR employer: TP ICAP

TP ICAP is an excellent employer that fosters a dynamic and inclusive work culture in the heart of London, offering employees the chance to engage with leading financial regulations while contributing to a global compliance framework. With a strong emphasis on professional development, employees are encouraged to grow their expertise in compliance and risk management, supported by comprehensive training programmes and mentorship opportunities. The company's commitment to innovation and collaboration ensures that every team member plays a vital role in shaping the future of financial services.

TP ICAP

Contact Details:

TP ICAP Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Transaction Reporting Compliance Manager EMIR/MiFIR

Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Senior Transaction Reporting Compliance Manager role. You never know who might have the inside scoop on job openings or can put in a good word for you.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of UK and EU regulations, especially MiFID II and EMIR. We recommend creating a cheat sheet with key points and examples from your experience that demonstrate your expertise in compliance advisory functions.

Tip Number 3

Showcase your communication skills! During interviews, be ready to discuss how you've effectively communicated compliance policies in the past. Use real-life scenarios to illustrate your ability to lead compliance risk assessments and engage with stakeholders.

Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search and genuinely interested in joining our team.

We think you need these skills to ace Senior Transaction Reporting Compliance Manager EMIR/MiFIR

Compliance Advisory
Knowledge of UK Regulations
Knowledge of EU Regulations
MiFID II
EMIR
Communication Skills
Financial Services Experience

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the role of Senior Transaction Reporting Compliance Manager. Highlight your experience with UK and EU regulations like MiFID II and EMIR, and showcase your communication skills. We want to see how your background fits perfectly with what we're looking for!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our EMEA Compliance team. Share specific examples of how you've developed compliance policies or led risk assessments in the past. We love a good story that shows your expertise!

Showcase Your Financial Services Experience:Since this role is all about compliance in financial services, make sure to highlight any relevant experience you have in this sector. Whether it's previous roles or projects, we want to see how you've navigated the complexities of compliance before.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do at TP ICAP!

How to prepare for a job interview at TP ICAP

Know Your Regulations

Make sure you brush up on UK and EU regulations, especially MiFID II and EMIR. Being able to discuss these in detail will show that you’re not just familiar with the rules but can also apply them in a practical context.

Showcase Your Communication Skills

Since this role requires excellent communication skills, prepare examples of how you've effectively communicated compliance issues or policies in the past. Think about times when you had to explain complex regulations to non-experts.

Prepare for Scenario Questions

Expect scenario-based questions where you’ll need to demonstrate your problem-solving abilities. Think through potential compliance challenges and how you would address them, showcasing your analytical skills and strategic thinking.

Highlight Your Financial Services Experience

Be ready to discuss your previous experience in financial services and how it relates to compliance. Use specific examples to illustrate your understanding of the industry and how you’ve contributed to maintaining compliance in past roles.