Compliance Advisory Officer - Rates

Social network you want to login/join with: Compliance Advisory Officer – Rates, London col-narrow-left Client: TP ICAP Location: London, United Kingdom Job Category: Other – EU work permit required: Yes col-narrow-right Job Reference: a997c40a018f Job Views: 4 Posted: 29.06.2025 Expiry Date: 13.08.2025 col-wide Job Description: Role Overview TP ICAP’s Compliance Advisory function works in partnership with the business to support high standards of regulatory compliance and ethical conduct. The Advisory team is aligned across three product areas: Credit and Equity Rates, FX and Money Markets Energy and Commodities This role sits within the Rates, FX & Money Markets Advisory team and focuses on providing timely, practical compliance advice to the EMEA Rates broking business. We’re looking for someone who is familiar with G10 Rates products and comfortable interpreting and applying regulatory requirements in a dynamic, front-office environment. The successful candidate will be confident engaging with a wide range of colleagues and comfortable working on the trading floor. Key Responsibilities Serve as the primary contact on compliance matters for the EMEA Rates broking team. Provide clear, pragmatic advice on regulatory topics including conduct, market abuse, trade reporting, and regulatory developments. Build effective working relationships with front-office teams, as well as control and support functions. Lead or contribute to periodic desk reviews, regulatory deliverables, and thematic compliance reviews. Communicate compliance expectations and updates in an accessible and engaging way. Represent Compliance in internal forums, committees, and working groups. Collaborate with colleagues across the Advisory function to support broader initiatives and share knowledge. Experience & Competencies Familiarity with wholesale financial markets and how trading environments operate. Previous experience in a Compliance Advisory role or similar within a financial services organisation. Ability to manage multiple priorities and meet deadlines in a busy and evolving environment. Clear communication skills, with the ability to explain regulatory concepts to a variety of audiences. Collaborative and approachable style, with the confidence to provide constructive challenge when needed. An interest in problem-solving and the ability to apply regulatory knowledge in a thoughtful and solutions-focused way. Knowledge of G10 Rates products (such as government bonds, swaps, or futures) and the relevant EMEA regulatory framework. Understanding of requirements from regulators such as the FCA, ESMA, CFTC, or NFA. Experience in a brokerage or financial intermediary setting. #J-18808-Ljbffr