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- Tasks: Support compliance framework and conduct assurance reviews to enhance regulatory culture.
- Company: Join Tokio Marine Kiln, a leading underwriting firm with a strong commitment to inclusion.
- Benefits: Flexible working, CSR activities, and opportunities for personal development.
- Why this job: Play a key role in shaping compliance and making a real impact on the business.
- Qualifications: Degree in Business or Finance; experience in Compliance or Risk roles preferred.
- Other info: Dynamic environment with a focus on empowerment, teamwork, and innovation.
The predicted salary is between 36000 - 60000 £ per year.
We have the opportunity for a Senior Compliance Executive – Oversight & Assurance to join our Compliance team at Tokio Marine Kiln. Reporting to the Compliance Manager – Oversight & Manager you will support the delivery and maturity of TMK’s oversight and assurance framework. You will also conduct assurance reviews, monitoring activity, and help foster a strong compliance culture across the business.
Key responsibilities include:
- Assurance & Monitoring
- Delivering elements of the annual Oversight & Assurance Plan.
- Conducting assurance reviews (scoping, testing, reporting) and maintaining records.
- Tracking remediation actions and performing regular monitoring and investigations.
- Identifying, analysing, and escalating incidents, breaches, and areas of concern.
- Frameworks & Tools
- Supporting the development of TMK’s Oversight & Assurance framework.
- Helping design and maintain compliance templates/tools (e.g., AuditBoard).
- Contributing to the wider Compliance Framework and policy management.
- Stakeholder Engagement & Reporting
- Working with stakeholders to support assurance activities.
- Enhancing MI and producing clear, insightful reporting for governance committees.
- Culture & Regulatory Compliance
- Promoting a strong compliance culture and awareness of regulatory expectations.
- Meeting PRA/FCA Conduct Rule standards and financial crime obligations.
- Supporting diversity, inclusion, and continuous improvement initiatives.
What you’ll bring:
- Degree in Business, Finance, or related field.
- Demonstrable experience in Compliance, Risk, Audit, FCA, Delegated Authority, or Underwriting roles.
- Skilled in Microsoft Office, GRC tools (e.g., AuditBoard), and data analytics.
- Experience in Insurance/London Market preferred; ICA/CII beneficial.
Skills & behaviours:
- Strong attention to detail and structured working style.
- Excellent written and verbal communication.
- Ability to collaborate, multitask, and manage competing priorities.
- Familiarity with regulatory requirements and confidence working independently.
Why join us?
You’ll play a key role in strengthening TMK’s compliance environment—bringing structure, insight, and assurance to how we manage regulatory risk. This role offers meaningful ownership, cross‑functional exposure, and the chance to shape a forward‑looking compliance framework.
The successful candidate will be welcomed into the TMK family to help us further our purpose of enabling our clients to fulfil their ambitions whilst benefiting society and our people. We are committed to ensuring a safe, open, inclusive and empowering environment in which all of our people can thrive. All employees have the opportunity to join one or a number of inclusion network groups or take part in CSR and charitable activities. TMK is signed up to the Disability Confident Employer Scheme and we also accommodate flexible working, subject to the TMK flexible working policy.
As an underwriting firm with over 140 years’ experience of protecting clients from changing risks we put our confidence in the ability and talent of our people. We aim to be a ‘Good Company’ and this means being a great and inclusive company to do business with and being a great place to work. Our culture is founded on our core values of empowerment, inclusion, excellence, integrity, teamwork and innovation. We seek to recruit the best talent by endeavouring to reach diverse talent pools, offering dynamic working arrangements and investing in development.
To make your experience as comfortable as possible, please let us know if you require any reasonable adjustments or additional assistance during your application process. At Tokio Marine Kiln we are here to support you, please be reassured that we will do all that we can to ensure that your specific needs are met. Please reach out to jay.lewis@tokiomarinekiln.com in confidence, to discuss any specific assistance or requirements that you have.
If you encounter difficulties submitting your application, please email recruitment@tokiomarinekiln.com.
If you are interested in this vacancy and would like to apply or find out more, please follow the links to apply. You can also share this vacancy with your network using a number of social media platforms.
Senior Compliance Executive- Oversight & Assurance employer: Tokio Marine Kiln
Contact Detail:
Tokio Marine Kiln Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Executive- Oversight & Assurance
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Tokio Marine Kiln. A friendly chat can open doors and give you insights that might just help you stand out.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory requirements and compliance frameworks. We want to see that you’re not just familiar with the basics but can also discuss how you’d contribute to TMK’s oversight and assurance framework.
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss past experiences where you identified and escalated compliance issues. We love candidates who can demonstrate their attention to detail and structured working style.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we’re always looking for passionate individuals who align with our values of empowerment and inclusion.
We think you need these skills to ace Senior Compliance Executive- Oversight & Assurance
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, risk, or audit roles. We want to see how your skills align with the responsibilities outlined in the job description.
Showcase Your Communication Skills: Since excellent written communication is key for this role, ensure your application is clear and concise. Use professional language but let your personality shine through—after all, we’re looking for someone who can engage with stakeholders effectively!
Highlight Relevant Experience: Don’t forget to mention any specific tools or frameworks you’ve worked with, like GRC tools or data analytics. We love seeing candidates who can bring practical knowledge to the table, especially in the insurance or London market.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It’s the best way to ensure your application gets the attention it deserves, and we’re excited to see what you bring to the team!
How to prepare for a job interview at Tokio Marine Kiln
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance frameworks, especially those relevant to the insurance and London market. Familiarise yourself with the PRA/FCA Conduct Rules and be ready to discuss how you've applied these in past roles.
✨Showcase Your Analytical Skills
Prepare examples that highlight your experience with assurance reviews and data analytics. Be ready to explain how you've identified and escalated incidents or breaches in previous positions, as this will demonstrate your attention to detail and structured working style.
✨Engage Stakeholders Effectively
Think about times when you've collaborated with stakeholders to support assurance activities. Be prepared to discuss how you enhanced management information (MI) and produced insightful reports for governance committees, showcasing your communication skills.
✨Emphasise Cultural Fit
Tokio Marine Kiln values a strong compliance culture and inclusivity. Be ready to talk about how you promote compliance awareness and contribute to diversity and inclusion initiatives in your previous roles. This will show that you align with their core values.