Compliance Advisory Executive

We have an opportunity for a Compliance Advisory Executive to join our Compliance team at Tokio Marine Kiln on a 12-month fixed-term contract. Reporting to the Compliance Operations Manager, you will play a key role in supporting the delivery, development, and application of TMK’s compliance framework. This role focuses on providing clear, timely, and practical compliance advice to ensure TMK operates within regulatory expectations, legislative requirements, and compliance risk appetite. You’ll be central to promoting a strong compliance culture—helping the business navigate complex regulatory topics, supporting policy development, and contributing to compliance training and awareness across the organisation.

Key Responsibilities

• Providing accurate, timely oral and written advice on a broad range of compliance matters, including sanctions, trade restrictions, Lloyd’s licences, financial crime, and regulatory application.
• Assisting the business in identifying compliance-related risks and communicating relevant requirements effectively.
• Supporting post-bind screening of insureds and claimants.
• Reviewing and maintaining compliance policies and procedures, recommending enhancements where appropriate.
• Supporting compliance activity across subsidiary offices, service companies, and (where relevant) coverholders.
• Helping develop and deliver compliance training programmes (e-learning and face-to-face).

Monitoring, Reporting & Regulatory Engagement

• Identifying, reporting, analysing, and escalating incidents and breaches.
• Responding to regulatory queries and correspondence as directed.
• Monitoring regulatory publications, announcements, and market updates to identify emerging regulatory developments.
• Working with the Regulatory Relationship Manager to ensure the business is informed of relevant change and its impact.
• Supporting the framework for agreeing trading relationships with intermediaries (including Broker TOBAs and agency agreements).

What you’ll bring

• Strong integrity, with the confidence to challenge constructively when needed.
• Sound judgement and decision-making abilities when handling queries.
• Excellent organisational and time-management skills.
• Two years experience working in the Insurance/London Market.
• Exposure to international licensing, sanctions queries, and regulatory interpretation.
• A proactive mindset with a desire to improve processes and innovate.

Skills & behaviours

• Strong teamwork—collaborating with colleagues across Compliance, Risk, Legal, Underwriting, Delegated Authorities, and Customer Oversight.
• Ability to build relationships and work empathetically and collaboratively.
• Willingness to ask for support, recognise knowledge gaps, and commit to developing expertise.

You’ll have the opportunity to influence how compliance is understood and embedded across TMK—supporting the business in managing international sanctions and regulatory risk and navigating complex regulatory landscapes. This role offers exposure across the organisation, meaningful responsibility, and the chance to help shape a robust, forward-looking compliance advisory function. The successful candidate will be welcomed into the TMK family to help us further our purpose of enabling our clients to fulfil their ambitions whilst benefiting society and our people.

We are committed to ensuring a safe, open, inclusive and empowering environment in which all of our people can thrive. All employees have the opportunity to join one or a number of inclusion network groups or take part in CSR and charitable activities. TMK is signed up to the Disability Confident Employer Scheme and we also accommodate flexible working, subject to the TMK flexible working policy. As an underwriting firm with over 140 years’ experience of protecting clients from changing risks we put our confidence in the ability and talent of our people. We aim to be a ‘Good Company’ and this means being a great and inclusive company to do business with and being a great place to work. Our culture is founded on our core values of empowerment, inclusion, excellence, integrity, teamwork and innovation. We seek to recruit the best talent by endeavouring to reach diverse talent pools, offering dynamic working arrangements and investing in development.

To make your experience as comfortable as possible, please let us know if you require any reasonable adjustments or additional assistance during your application process. At Tokio Marine Kiln we are here to support you, please be reassured that we will do all that we can to ensure that your specific needs are met. Please reach out to jay.lewis@tokiomarinekiln.com in confidence, to discuss any specific assistance or requirements that you have. If you are interested in this vacancy and would like to apply or find out more, please follow the links to apply. You can also share this vacancy with your network using a number of social media platforms.