Deputy Head of Compliance

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Our client is a leading international bank based in London.

Job Description

The Deputy Head of Compliance will be responsible for:

1. Having a thorough understanding of relevant legislation, the PRA and FCA Handbooks, and industry guidance in the context of the bank\’s business.
2. Identifying regulatory risks faced by the bank, implementing mitigating controls, and making appropriate changes. Ensuring that the Compliance RCSAs are complete and current.
3. Tracking upstream regulatory changes.
4. Planning, preparing, and executing the compliance monitoring program.
5. Overseeing conduct risk controls, monitoring the business for conduct risk issues, and supporting conduct risk projects. Providing timely conduct risk management information to relevant governance bodies.
6. Providing advice and training to the business regarding conduct risk issues.
7. Maintaining and enhancing the Conduct Risk Framework, considering emerging risks and regulations.
8. Updating policies and procedures as needed to ensure they remain fit for purpose.
9. Advising the business to demonstrate ongoing compliance with Consumer Duty and TCF obligations.

The Successful Applicant

The ideal candidate will have:

• A minimum of 10 years of relevant experience in a Deputy or compliance manager role within the banking sector.
• Strong communication skills, capable of engaging effectively with stakeholders at all levels.
• Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks.
• A comprehensive understanding of the FCA Handbook.

What\’s on Offer

Salary: £80,000 – £95,000

Hybrid working model

Strong benefits package

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