Compliance Regulatory Officer - Investments

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Compliance Regulatory Officer – Investments, Leeds

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Client:

Meraki Talent Ltd

Location:

Leeds, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

bca3a48854ae

Job Views:

8

Posted:

26.04.2025

Expiry Date:

10.06.2025

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Job Description:

Meraki Talent is currently working with a leading investment firm with offices across the UK to help identify a Compliance Regulatory Officer on an interim 18-month contract basis to join their team.

You will be an experienced SME, providing advice on queries from colleagues and scrutinising the firm\’s internal policies and procedures.

Your key responsibilities will include:

• Carrying out and overseeing testing, design, and operating effectiveness of internal controls.
• Assisting the team’s response to risk incidents and breaches through internal reviews.
• Drafting or assisting with drafting internal policies and procedures.
• Researching compliance topics, such as regulations, best practices, and assessing implications for the firm.
• Performing quality control audit checks on other departments.

We are looking for:

• Experience working in a compliance role within financial services.
• Strong regulatory knowledge within Financial Services.
• Ability to work accurately with great attention to detail.

Desirable qualifications include:

• Knowledge of regulations such as CASS, COBS, GDPR, and Consumer Duty.
• Level 6 compliance-related qualification.
• Experience in Quality Control or Internal Audit.

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