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For Companies At a Glance
- Tasks: Manage client relationships and conduct risk assessments in a dynamic financial environment.
- Company: Join a growing Financial Services company based in central London, focused on personal development.
- Benefits: Enjoy a competitive salary, hybrid work options, and mentorship from industry experts.
- Why this job: Kickstart your career in compliance with a supportive team and opportunities for growth.
- Qualifications: Ideal for graduates in Law, Finance, or Business; compliance experience is a plus.
- Other info: Work in a collaborative environment with excellent transport links in central London.
The predicted salary is between 28800 - 43200 £ per year.
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- Are you seeking your first Compliance opportunity within Financial Services?
- Are you looking for a company that promotes growth and personal development?
About Our Client
My client is a growing Financial Services company, based in central London. They offer a hybrid, flexible working setup along with other great benefits.
Job Description
- Administer Appointed Representative for a portfolio of clients.
- Client relationship management.
- Carry out/take part in risk assessments.
- Completion of forms and documents in line with the FCA.
- Ongoing monitoring and oversight of all appointed representatives.
- Regular update of all policy and procedures.
The Successful Applicant
- A graduate with a degree in Law, Finance, Business, or a related field.
- Any experience working in a Compliance related role is advantageous.
- Strong analytical skills and attention to detail.
- Excellent written and verbal communication skills.
- Ability to work independently and as part of a team.
- A keen interest in compliance and regulatory affairs within the financial services industry.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
What’s on Offer
- Competitive salary and benefits package.
- Opportunities for professional growth and career development.
- Mentorship and training from experienced compliance professionals.
- A collaborative and inclusive working environment.
- Central London location with excellent transport links.
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Compliance Analyst, London employer: TN United Kingdom
Contact Detail:
TN United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, London
✨Tip Number 1
Familiarize yourself with the Financial Conduct Authority (FCA) regulations and guidelines. Understanding these will not only help you in interviews but also show your genuine interest in compliance within the financial services sector.
✨Tip Number 2
Network with professionals already working in compliance roles. Attend industry events or join online forums to connect with others in the field, which can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Highlight any relevant coursework or projects from your degree that relate to compliance or risk management. This can demonstrate your analytical skills and attention to detail, which are crucial for this role.
✨Tip Number 4
Prepare for behavioral interview questions by reflecting on past experiences where you've demonstrated teamwork, problem-solving, or communication skills. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
We think you need these skills to ace Compliance Analyst, London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant education and any experience related to compliance or financial services. Emphasize your analytical skills and attention to detail, as these are crucial for the role.
Craft a Strong Cover Letter: In your cover letter, express your keen interest in compliance and regulatory affairs. Mention why you are excited about this opportunity and how your background aligns with the company's values and goals.
Showcase Communication Skills: Since excellent written and verbal communication skills are essential, ensure that your application is clear, concise, and free of errors. Use professional language and structure your documents well.
Highlight Relevant Skills: If you have experience with Microsoft Office Suite, particularly Excel, mention it explicitly. Also, if you've participated in risk assessments or similar activities, include those experiences to strengthen your application.
How to prepare for a job interview at TN United Kingdom
✨Show Your Passion for Compliance
Make sure to express your keen interest in compliance and regulatory affairs during the interview. Share any relevant experiences or projects that highlight your enthusiasm for the field.
✨Demonstrate Analytical Skills
Prepare to discuss examples where you've utilized strong analytical skills. This could include risk assessments or any relevant coursework that showcases your attention to detail.
✨Familiarize Yourself with FCA Regulations
Research the Financial Conduct Authority (FCA) regulations that are pertinent to the role. Being knowledgeable about these regulations will show your commitment and readiness for the position.
✨Highlight Teamwork and Independence
Be ready to provide examples of how you've successfully worked both independently and as part of a team. This will demonstrate your versatility and ability to adapt to different working styles.
