At a Glance
- Tasks: Investigate and advise on conflicts of interest for client mandates.
- Company: Join TLT, a progressive firm valuing diversity and inclusion.
- Benefits: Enjoy competitive salary, flexible working, and 25-30 days holiday.
- Other info: Dynamic team environment with opportunities for mentoring and career growth.
- Why this job: Make a real impact by supporting legal teams with conflict resolution.
- Qualifications: 4+ years in risk and compliance, strong analytical skills required.
The predicted salary is between 50000 - 60000 £ per year.
We are seeking a skilled and experienced Conflicts Advisor to join the Can I Act team, supporting the firm on client and matter take-on. The Can I Act team supports the business on client and matter inception, as well as a range of other business protection processes, including lateral hire onboarding, screening and advising on a range of conflict of interest queries.
Your primary responsibility will be to investigate and make decisions on whether new mandates to be undertaken by the Firm can be accepted in the context of current conflicts and other compliance issues, taking into account legal/regulatory requirements, internal policies as well as reputational and commercial conflict implications. You will be an escalation point and point of contact within the wider team, supporting on more complex conflicts queries. In addition, this role will involve:
- Be the first port of call for any conflict queries from the legal teams.
- Provide valuable and reliable conflict advice and support to legal teams, assisting in reviewing conflict search results and responding to queries in connection with conflict searching and analysis of conflicts risk.
- Review and analyse conflict reports, determining any actual or potential, legal or commercial conflicts of interest or confidentiality issues.
- Checking new instructions to establish if they can be accepted in the context of conflicts and other conduct rules and the firm’s own risk appetite and policies.
- Investigating changes to existing instructions to determine if they present any conflict issues for the firm.
- Liaising with both partners and fee earners to resolve any conflicts of interest issues arising on matters whose scope has changed since original conflicts clearance.
- Support more junior team members in relation to any mentoring or support regarding conflicts queries.
- Dealing with complex conflicts queries in line with the firm’s escalations procedures.
- Identifying any applicable conditions upon which mandates can be accepted or continued.
- Investigating information contained in the Firm's conflict management systems.
- Establishing information barriers and dealing with ad hoc questions/queries from Partners and lawyers relating to conflicts of interest and other engagement risk issues.
- Provide practical support to the business when obtaining informed consent where applicable and managing information barriers.
- Managing and advising on insider lists.
- Supporting and liaising with the wider risk team in relation to managing engagement risks, and assisting with engagement letter queries.
- Liaising with Bids and Marketing with regard to bids and tenders the firm is responding to.
- This includes supporting in drafting conflicts submissions and advising on commercial conflicts issues.
- Maintenance of blackbook within intapp.
- Support CIA manager with ad hoc projects.
- Assist with the preparation of training materials and deliver training for team members and legal teams.
- Assist with drafting, updating and maintaining conflicts-related documentation, including policies, procedures and templates, as well as other internal communications.
Your Skills and Experience
- Graduate with a minimum of 4 years’ experience in a risk and compliance function with a focus on conflicts of interest.
- Extensive knowledge of professional conflicts rules in England and Wales required, additional knowledge Scotland and Northern Ireland conflict rules preferred.
- Experience using Intapp or a similar onboarding tool is preferred.
- Practical knowledge and experience of preventing, identifying and managing conflicts of interest.
- Good attention to detail.
- Ability to work as part of a team, mentoring and supporting junior colleagues as need be.
- Ability to manage workload, including prioritising tasks and requests, and managing stakeholder expectations.
- Effective verbal and written communication skills and an ability to build and maintain relationships with all members of the Firm.
- Commercially minded with strong analytical, organisational, and interpersonal skills.
We value our employees highly and we want you to feel valued. You’ll receive a competitive salary with an annual pay review. You will also have access to an extensive range of benefits via our flexible benefits scheme including 25 days holiday (which will increase to 30 days based upon length of service) and private medical insurance. At TLT we have a progressive fully flexible working approach. We empower our people to work in a place and at a time that meets their needs, those of their clients and of the wider team and firm. Part of this agile approach is a focus on hybrid working and supporting the work/life balance of our people. We’re happy to talk about how flexible working can work for you and this role. TLT is committed to creating a diverse and inclusive working environment and encourages applications from all suitably qualified people, regardless of disability, race, gender identity, sexual orientation, or any other characteristics protected by the laws in the locations in which we operate. We welcome applications from people with disabilities and are committed to providing reasonable adjustments, where necessary, to make interviews and jobs more accessible.
Conflicts Advisor employer: TLT LLP
At TLT, we pride ourselves on being an exceptional employer, offering a competitive salary and a comprehensive benefits package that includes up to 30 days of holiday and private medical insurance. Our progressive, fully flexible working approach fosters a supportive work culture that prioritises work-life balance and employee well-being, while also providing ample opportunities for professional growth and development within a diverse and inclusive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Conflicts Advisor
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like TLT LLP looking for candidates who are engaged and informed.
We think you need these skills to ace Conflicts Advisor
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at TLT LLP. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at TLT LLP
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with TLT LLP’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!