At a Glance
- Tasks: Support CASS oversight and ensure compliance with FCA rules in a dynamic environment.
- Company: Titan Wealth, a fast-growing wealth management business with a fairer model.
- Benefits: Hybrid work, competitive salary, and opportunities for professional growth.
- Why this job: Join a collaborative team and make a real impact in wealth management.
- Qualifications: Experience in compliance or financial oversight is a plus.
- Other info: Fixed-term contract with potential for career advancement.
The predicted salary is between 36000 - 60000 Β£ per year.
Titan Wealth is a fast-growing wealth management business, both in the UK and internationally. It has evolved a fairer, more efficient and effective business model, structured to deliver leading advice-led wealth management services, giving financial advisers and their clients the best opportunity to fulfil their dreams and ambitions.
We provide a dynamic work environment full of opportunity, one where both individual and team initiative and contribution is encouraged, so that together we can deliver better outcomes for our clients over the long term.
This role is a Fixed Term Contract for a period of 9 months to cover maternity leave - the candidate would ideally be able to start by no later than end of January 2026. The role is hybrid, based out of London 3 days a week, 2 can be home-based.
Titan Wealth Holdings are required to maintain a CASS oversight function to oversee the CASS arrangements to ensure those entities maintain a fully compliant client money and asset environment that meets the requirements of the FCA CASS rules for the group entities that hold CASS permissions. The team currently consists of 4 individuals plus the Head of CASS who holds the SMF18/PRZ responsibility.
Responsibilities:- Assisting the SMF 18 PRZ in achieving operational oversight of systems, reporting, and completing and submitting the CMAR to the FCA for the relevant Titan group entities.
- Ensuring maintenance of the group CASS framework, and maintaining an appropriate and compliant CASS Culture and Governance framework until migration of assets to the new custody provider is complete.
- Oversight of CASS-related functions performed by the relevant group entities with permissions including performance of cash and asset reconciliations, until migration of the assets to the new custody provider is complete.
- Maintenance of all policy and procedure documents including, but not limited to, client.
Associate, CASS Oversight in London employer: Titan Wealth Holdings Limited
Contact Detail:
Titan Wealth Holdings Limited Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Associate, CASS Oversight in London
β¨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
β¨Tip Number 2
Prepare for interviews by researching Titan Wealth and understanding their CASS oversight needs. Tailor your answers to show how your skills align with their goals. Confidence is key!
β¨Tip Number 3
Practice makes perfect! Do mock interviews with friends or use online resources to get comfortable with common questions. The more you practice, the more natural you'll feel during the real deal.
β¨Tip Number 4
Don't forget to apply through our website! Itβs the best way to ensure your application gets seen. Plus, it shows you're genuinely interested in joining the Titan Wealth team.
We think you need these skills to ace Associate, CASS Oversight in London
Some tips for your application π«‘
Tailor Your CV: Make sure your CV is tailored to the Associate, CASS Oversight role. Highlight relevant experience and skills that align with the job description. We want to see how you can contribute to our dynamic team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about wealth management and how your background makes you a great fit for Titan Wealth. Keep it engaging and personal β we love a good story!
Showcase Your Attention to Detail: Since this role involves compliance and oversight, it's crucial to demonstrate your attention to detail. Make sure there are no typos or errors in your application. A polished application shows us you care about quality!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, itβs super easy!
How to prepare for a job interview at Titan Wealth Holdings Limited
β¨Know Your CASS Inside Out
Make sure you brush up on the FCA CASS rules and understand how they apply to Titan Wealth. Being able to discuss specific compliance scenarios or challenges shows that you're not just familiar with the theory but can also apply it in practice.
β¨Showcase Your Team Spirit
Since this role involves working closely with a small team, be prepared to talk about your experience in collaborative environments. Share examples of how you've contributed to team success and how you handle conflicts or differing opinions.
β¨Prepare for Scenario Questions
Expect questions that ask how you would handle specific situations related to CASS oversight. Think through potential scenarios beforehand and outline your thought process, demonstrating your problem-solving skills and attention to detail.
β¨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the CASS culture at Titan Wealth or the upcoming migration to the new custody provider. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.