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- Tasks: Review client advice files for accuracy and compliance, providing feedback to advisers.
- Company: Leading wealth management firm in Harrogate with a focus on quality.
- Benefits: Hybrid working, competitive salary, pension scheme, and education support.
- Why this job: Join a dynamic team and ensure top-notch client advice while growing your career.
- Qualifications: Level 4 Diploma in Financial Planning and two years' experience in an FCA-regulated environment.
The predicted salary is between 36000 - 60000 £ per year.
A leading wealth management firm in Harrogate is seeking a meticulous File Checker to ensure the accuracy and compliance of client advice files. This role involves conducting detailed reviews, providing feedback to advisers, and collaborating with various teams.
The ideal candidate will have a Level 4 Diploma in Financial Planning and at least two years of relevant experience in an FCA-regulated environment.
This position offers hybrid working arrangements and a competitive salary, along with generous benefits including a pension scheme and education support.
File Checker – Advice Quality & Compliance in Harrogate employer: Titan Wealth Holdings Limited
Contact Detail:
Titan Wealth Holdings Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land File Checker – Advice Quality & Compliance in Harrogate
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management sector, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance standards. We want you to show off your expertise and how it aligns with the role of a File Checker.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that resonate with your values. Use our website to find roles that match your skills and interests, making your application stand out!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you fresh in their minds and shows your enthusiasm for the position. We believe a little courtesy goes a long way!
We think you need these skills to ace File Checker – Advice Quality & Compliance in Harrogate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Level 4 Diploma in Financial Planning and any relevant experience you have in an FCA-regulated environment. We want to see how your skills match the role, so don’t be shy about showcasing your meticulous attention to detail!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the File Checker role. Share specific examples of how you've ensured compliance and accuracy in previous positions, and let us know why you're excited about joining our team.
Showcase Your Teamwork Skills: Collaboration is key in this role, so highlight any experiences where you've worked with different teams. Whether it's providing feedback to advisers or working on joint projects, we want to see how you can contribute to our collaborative culture.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Titan Wealth Holdings Limited
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning and compliance regulations. Familiarise yourself with the FCA guidelines and be ready to discuss how you've applied these in your previous roles. This will show that you're not just qualified, but also genuinely interested in the field.
✨Showcase Your Attention to Detail
As a File Checker, attention to detail is key. Prepare examples from your past experience where your meticulous nature made a difference. Whether it was catching an error in a client file or improving a process, be ready to share these stories to highlight your skills.
✨Collaboration is Key
This role involves working with various teams, so be prepared to discuss your teamwork experiences. Think of specific instances where you collaborated effectively with advisers or other departments. Highlight how you provided constructive feedback and contributed to a positive team environment.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the firm's approach to compliance and how they support their employees' professional development. This shows that you're not only interested in the role but also in growing with the company.
