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For Companies At a Glance
- Tasks: Ensure compliance with regulations and conduct monitoring for investment oversight.
- Company: Leading wealth management firm in Greater London with a strong reputation.
- Benefits: Competitive salary, hybrid work options, and a variety of employee benefits.
- Why this job: Join a dynamic team and make a real impact in asset management compliance.
- Qualifications: Prior compliance experience in asset management and knowledge of MIFID and UCITS.
- Other info: Great opportunity for career growth in a supportive environment.
The predicted salary is between 43200 - 72000 £ per year.
A leading wealth management firm in Greater London seeks a Compliance Officer to support investment compliance oversight. You will ensure adherence to regulations, conduct compliance monitoring, and provide insights for management reports.
The ideal candidate should have prior compliance experience in asset management and a strong understanding of relevant regulations like MIFID and UCITS.
This position offers a competitive salary, hybrid work options, and a range of employee benefits.
Asset Management Compliance Specialist (Hybrid) employer: Titan Wealth Holdings Limited
Contact Detail:
Titan Wealth Holdings Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Asset Management Compliance Specialist (Hybrid)
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on regulations like MIFID and UCITS. We recommend creating a cheat sheet with key points to discuss how your experience aligns with compliance oversight. Confidence is key!
✨Tip Number 3
Showcase your compliance monitoring skills! During interviews, share specific examples of how you've ensured adherence to regulations in past roles. This will demonstrate your expertise and make you stand out.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Asset Management Compliance Specialist (Hybrid)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience in asset management. We want to see how your skills align with the job description, especially your understanding of regulations like MIFID and UCITS.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Compliance Officer role. Share specific examples of your past experiences that relate to investment compliance oversight.
Showcase Your Attention to Detail: In compliance, details matter! When filling out your application, double-check for any typos or errors. We appreciate candidates who take the time to ensure their application is polished and professional.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our hybrid work environment.
How to prepare for a job interview at Titan Wealth Holdings Limited
✨Know Your Regulations
Make sure you brush up on key regulations like MIFID and UCITS before the interview. Being able to discuss these in detail will show that you’re not just familiar with them, but that you understand their implications in asset management compliance.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you successfully ensured compliance or conducted monitoring. This will help demonstrate your hands-on experience and how it aligns with what the firm is looking for.
✨Ask Insightful Questions
Come prepared with questions that show your interest in the firm's compliance culture and processes. Asking about their approach to compliance monitoring or how they handle regulatory changes can set you apart as a candidate who’s genuinely engaged.
✨Emphasise Adaptability
Since this role offers hybrid work options, highlight your ability to adapt to different working environments. Share examples of how you’ve successfully managed compliance tasks both remotely and in-person to reassure them of your flexibility.
