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- Tasks: Provide regulatory support and ensure compliance with FCA-related activities.
- Company: Leading financial services firm in London with a high-performance culture.
- Benefits: Excellent career progression opportunities and a dynamic work environment.
- Why this job: Join a growing firm and make an impact in the compliance sector.
- Qualifications: Experience in compliance, preferably from Big Four or similar firms, with MIFID knowledge.
- Other info: Ideal for those looking to advance their career in a thriving industry.
The predicted salary is between 43200 - 72000 £ per year.
A leading financial services firm in London is seeking a Compliance Associate to join its Risk and Compliance function. This role focuses on providing regulatory support, especially around securitisations and FCA-related activities.
Ideal candidates will have pure compliance experience, particularly from Big Four or similar advisory firms, and strong knowledge of MIFID regulations.
This is an excellent opportunity for career progression in a high-performance culture as the firm grows post-2024.
Securitisation Compliance Advisor (London) employer: TipTopJob
Contact Detail:
TipTopJob Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Securitisation Compliance Advisor (London)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on MIFID regulations and recent changes in the FCA landscape. We want you to be the go-to person for compliance knowledge during your interview!
✨Tip Number 3
Showcase your Big Four experience! If you've worked in a similar advisory role, highlight specific projects or achievements that demonstrate your compliance expertise. We love seeing real-world examples!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for passionate candidates ready to make an impact in the compliance world.
We think you need these skills to ace Securitisation Compliance Advisor (London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially if you've worked with Big Four firms. We want to see how your background aligns with the role, so don’t be shy about showcasing your knowledge of MIFID regulations!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our Risk and Compliance function. Keep it concise but impactful – we love a good story!
Showcase Relevant Skills: In your application, emphasise any specific skills that relate to securitisations and FCA-related activities. We’re looking for candidates who can hit the ground running, so make sure we see your expertise front and centre.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at TipTopJob
✨Know Your Regulations
Make sure you brush up on MIFID regulations and any recent changes in the compliance landscape. Being able to discuss these confidently will show that you're not just familiar with the basics but are also proactive about staying informed.
✨Showcase Your Experience
Prepare specific examples from your previous roles, especially if you have experience from Big Four firms. Highlight situations where you successfully navigated compliance challenges or contributed to regulatory projects, as this will demonstrate your hands-on expertise.
✨Understand the Firm's Culture
Research the company’s values and culture. Be ready to explain how your personal values align with theirs and how you can contribute to their high-performance environment. This will help you stand out as a candidate who fits well within their team.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the firm’s future plans, especially regarding their growth post-2024. This shows your genuine interest in the position and helps you assess if it’s the right fit for you too.
