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- Tasks: Join our Compliance Team to ensure regulatory obligations are met and assist with AML activities.
- Company: A global leader in financial services, dedicated to providing trusted client services.
- Benefits: Enjoy a competitive salary, generous holiday, pension scheme, life assurance, and fun company events.
- Why this job: Be part of a dynamic team making a real impact in the financial industry while developing your skills.
- Qualifications: Strong understanding of financial services and proven compliance experience required.
- Other info: Opportunity for personal growth and involvement in exciting compliance projects.
The predicted salary is between 28800 - 48000 £ per year.
Our client, a global leader within the financial services industry, is currently recruiting for a Compliance Officer to join their team specialising in working on behalf of lenders and investors. This is a fantastic opportunity to join a company that prides itself on providing a dedicated and trusted service to their clients.
To be considered for this role, applicants must have a strong understanding and knowledge of financial services, and proven experience of working within the industry, ideally gained from within a compliance-related or similar position. It is imperative that you have outstanding communication skills both written and verbal, along with a customer-focused approach with the ability to identify solutions and overcome objections.
This role will be working closely with the Compliance Team to assist in the implementation of processes and procedures to enable the company to meet its regulatory obligations.
Key Duties & Responsibilities Include:
- Assisting in the completion of AML activities, including screening and due diligence upon corporate clients such as private & public limited companies.
- Reviewing, investigating and reporting back to the business on regulatory breaches.
- Supporting the ongoing review and assessment of applicable regulatory and industry developments.
- Preparing compliance-related management information for presentation and dissemination to a wide audience including senior management, clients and key stakeholders.
- Supporting the review, maintenance and organisation of related compliance policies, processes and procedures.
- Supporting the preparation and delivery of scheduled compliance training.
- Supporting other compliance-related projects, as assigned by the Senior Financial Crime and Compliance Manager.
- Reviewing documents for legally privileged content and other exempted content under the Right of Subject Access.
- Maintaining regulatory and compliance registers.
Our client boasts a vast list of fantastic benefits, including:
- Competitive basic salary.
- Generous holiday entitlement scheme, with the opportunity to purchase extra leave.
- Company matched Pension Scheme (up to a specified limit).
- Life Assurance.
- Regular company social and sporting events.
- Plus, many more.
Compliance Officer employer: Time Appointments
Contact Detail:
Time Appointments Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the financial services industry. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals already working in compliance roles within financial services. Attend industry events or join relevant online forums to connect with others, as personal recommendations can often lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Being able to articulate your problem-solving skills and customer-focused approach will set you apart from other candidates.
✨Tip Number 4
Research our company culture and values at StudySmarter. Tailoring your conversation to align with our mission and demonstrating how you can contribute to our goals will make a strong impression during the interview process.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Compliance Officer. Familiarise yourself with AML activities, regulatory breaches, and compliance training as mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in financial services and compliance roles. Use specific examples that demonstrate your understanding of regulatory obligations and your ability to communicate effectively with clients and stakeholders.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and how your skills align with the company's needs. Mention your customer-focused approach and provide examples of how you've successfully identified solutions in previous roles.
Proofread Your Application: Ensure that your application is free from spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Time Appointments
✨Know Your Compliance Regulations
Make sure you have a solid understanding of the key compliance regulations relevant to the financial services industry. Brush up on AML activities and regulatory obligations, as you'll likely be asked about these during the interview.
✨Demonstrate Communication Skills
Since outstanding communication skills are crucial for this role, prepare examples that showcase your ability to convey complex information clearly. Think about times when you've had to explain compliance issues to non-compliance staff or clients.
✨Showcase Problem-Solving Abilities
Be ready to discuss specific instances where you've identified solutions to compliance-related challenges. Highlight your customer-focused approach and how you've successfully overcome objections in past roles.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your decision-making skills in compliance situations. Practice articulating your thought process and the steps you would take to address potential regulatory breaches or compliance issues.
