At a Glance
- Tasks: Support compliance programmes and ensure adherence to regulations across the UK and Middle East.
- Company: Join Tikehau Capital, a leading investment firm with a strong commitment to compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborative team atmosphere with opportunities for global project involvement.
- Why this job: Make a real impact in the financial services industry while developing your compliance expertise.
- Qualifications: Bachelor's degree and 3+ years of regulatory compliance experience required.
The predicted salary is between 55000 - 65000 € per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Key responsibilities include, but are not limited to, the following duties:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies;
- Ensuring continual employee adherence with policies and procedures;
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails;
- Developing and updating compliance training materials and delivering training to local and international offices;
- Reviewing and approving marketing materials;
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence;
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation;
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices;
- Actively contributing to global compliance projects and initiatives;
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile:
- Bachelor's degree or higher in Finance, Economics, Business, Law or relevant courses of study;
- 3yrs+ of regulatory compliance experience within the financial services industry;
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations;
- Ability to exercise discretion and make independent judgments on matters of significance;
- Proficient in preparing compliance reports, risk assessments and oversight documentation;
- Demonstrated professional integrity;
- Ability to work independently, multi-task and prioritise effectively in a fast-paced, small-team environment;
- Establish and maintain effective working relationships with colleagues;
- Excellent verbal and written communication skills in English.
Compliance Officer - Tikehau Capital in London employer: Tikehau Capital
Tikehau Capital is an exceptional employer that fosters a dynamic and inclusive work culture, where compliance professionals can thrive in their careers. With a strong emphasis on employee development and collaboration across global teams, the company offers unique opportunities for growth and advancement within the financial services sector. Located in the UK, Tikehau Capital provides a supportive environment that values integrity and encourages proactive engagement with compliance initiatives, making it an ideal place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Tikehau Capital in London
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Interview
Prepare for your interviews by researching Tikehau Capital and understanding their compliance needs. Think about how your experience aligns with their requirements and be ready to share specific examples. We want you to shine and show them why you’re the perfect fit!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It’s a great way to express your appreciation and reiterate your interest in the role. We believe a little follow-up can go a long way in making a lasting impression.
✨Apply Through Our Website
Make sure to apply directly through our website for the best chance of landing that Compliance Officer role. We keep an eye on applications that come through our platform, so let’s make sure you’re on our radar!
We think you need these skills to ace Compliance Officer - Tikehau Capital in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with Tikehau Capital's mission. Keep it concise but impactful – we love a good story!
Showcase Your Skills:Don’t forget to showcase your skills in preparing compliance reports and conducting due diligence. We’re looking for someone who can hit the ground running, so make sure to highlight any relevant projects or achievements.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of all the amazing candidates like you!
How to prepare for a job interview at Tikehau Capital
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Tikehau Capital is looking for someone with a solid understanding of compliance in the financial services sector, so be ready to discuss how you've applied these rules in your previous roles.
✨Showcase Your Organisational Skills
Since the role involves maintaining thorough records and documentation, prepare examples that highlight your organisational abilities. Talk about how you've managed compliance-related documentation and ensured timely follow-ups in past positions.
✨Prepare for Scenario Questions
Expect questions that assess your ability to handle conflicts of interest or AML regulations. Think of specific situations where you identified issues and implemented effective mitigation strategies, and be ready to share those stories.
✨Demonstrate Team Collaboration
Tikehau Capital values collaboration across global teams. Be prepared to discuss how you've worked with others in compliance projects or training initiatives, showcasing your ability to build effective working relationships.
