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- Tasks: Ensure compliance with regulations and support the compliance programme across UK and Middle East.
- Company: Join Tikehau Capital, a leading firm in financial services.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity to collaborate on global compliance projects and initiatives.
- Why this job: Make a real impact in compliance while working with a global team.
- Qualifications: Bachelor's degree and 3+ years of regulatory compliance experience required.
The predicted salary is between 50000 - 60000 £ per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Key responsibilities include, but are not limited to, the following duties:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies;
- Ensuring continual employee adherence with policies and procedures;
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails;
- Developing and updating compliance training materials and delivering training to local and international offices;
- Reviewing and approving marketing materials;
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence;
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation;
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices;
- Actively contributing to global compliance projects and initiatives;
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile:
- Bachelor's degree or higher in Finance, Economics, Business, Law or relevant courses of study
- 3yrs+ of regulatory compliance experience within the financial services industry
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations
- Ability to exercise discretion and make independent judgments on matters of significance
- Proficient in preparing compliance reports, risk assessments and other related documentation.
Compliance Officer | London, UK employer: Tikehau Capital
Contact Detail:
Tikehau Capital Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer | London, UK
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those who work at Tikehau Capital or similar firms. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by brushing up on FCA rules and compliance best practices. We want you to be ready to discuss how your experience aligns with their needs, so think of examples that showcase your skills in conflict resolution and compliance monitoring.
✨Tip Number 3
Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we often have exclusive roles listed there that you won’t find anywhere else. Let’s get you that Compliance Officer position!
We think you need these skills to ace Compliance Officer | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your skills in conflict of interest checks, KYC, and AML regulations. We’re looking for someone who can hit the ground running, so make sure these experiences are front and centre in your application.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Tikehau Capital
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Being able to discuss specific compliance scenarios and how you've handled them in the past will show that you're not just familiar with the theory, but you can apply it practically.
✨Showcase Your Organisational Skills
Since maintaining thorough records is a key part of the role, be ready to talk about how you keep your documentation organised. Bring examples of how you've managed compliance-related documentation in previous roles, and highlight any systems or tools you used.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to conflict of interest checks or AML regulations. Practise articulating your thought process and decision-making skills in these scenarios, as this will demonstrate your ability to think critically under pressure.
✨Emphasise Team Collaboration
This role involves working closely with global compliance teams, so be prepared to discuss your experience in collaborative environments. Share examples of how you've successfully worked with others to achieve compliance goals, and highlight your communication skills.