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- Tasks: Support compliance programmes and conduct conflict checks in a dynamic financial environment.
- Company: Join Tikehau Capital, a leading firm in the finance sector.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Why this job: Make a real impact on compliance in a fast-paced, global setting.
- Qualifications: Bachelor's degree and 3+ years of regulatory compliance experience required.
- Other info: Opportunity to work with a small, agile team in London.
The predicted salary is between 36000 - 60000 £ per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Key responsibilities include, but are not limited to, the following duties:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies;
- Ensuring continual employee adherence with policies and procedures;
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails;
- Developing and updating compliance training materials and delivering training to local and international offices;
- Reviewing and approving marketing materials;
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence;
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation;
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices;
- Actively contributing to global compliance projects and initiatives;
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile
- Bachelor's degree or higher in Finance, Economics, Business, Law or relevant courses of study;
- 3yrs+ of regulatory compliance experience within the financial services industry;
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations;
- Ability to exercise discretion and make independent judgments on matters of significance;
- Proficient in preparing compliance reports, risk assessments and oversight documentation;
- Demonstrated professional integrity;
- Ability to work independently, multi-task and prioritise effectively in a fast-paced, small-team environment;
- Establish and maintain effective working relationships with colleagues;
- Excellent verbal and written communication skills in English.
Location: London, England, United Kingdom
Compliance Officer in London employer: Tikehau Capital
Contact Detail:
Tikehau Capital Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those at Tikehau Capital. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance practices. We want you to be the go-to person for all things compliance, so show off your knowledge and confidence when it comes to regulations.
✨Tip Number 3
Don’t forget to showcase your soft skills! Being a Compliance Officer isn’t just about knowing the rules; it’s also about building relationships. Highlight your communication skills and ability to work in a team during your conversations.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your skills in preparing compliance reports and conducting due diligence. We’re looking for someone who can hit the ground running, so make sure we see those abilities front and centre in your application.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Tikehau Capital
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Tikehau Capital is looking for someone with a solid understanding of compliance in the financial services industry, so be ready to discuss how you've applied these rules in your previous roles.
✨Showcase Your Experience
Prepare specific examples from your past work that demonstrate your regulatory compliance experience. Talk about how you've conducted KYC checks or developed training materials, as this will show you can hit the ground running.
✨Be Organised and Detail-Oriented
Since the role involves maintaining thorough records and documentation, highlight your organisational skills. Bring along examples of compliance reports or risk assessments you've prepared to showcase your attention to detail.
✨Communicate Clearly
Excellent verbal and written communication skills are a must. Practice articulating your thoughts clearly and concisely, especially when discussing complex compliance issues. This will help you stand out as a candidate who can effectively collaborate with colleagues.
