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- Tasks: Support compliance programmes and ensure adherence to regulations across the UK and Middle East.
- Company: Join Tikehau Capital, a leading firm in financial services.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a real impact in compliance while working with a global team.
- Qualifications: Bachelor’s degree and 3+ years in regulatory compliance required.
- Other info: Fast-paced environment with opportunities for growth and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Key responsibilities include:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies;
- Ensuring continual employee adherence with policies and procedures;
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails;
- Developing and updating compliance training materials and delivering training to local and international offices;
- Reviewing and approving marketing materials;
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence;
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation;
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices;
- Actively contributing to global compliance projects and initiatives;
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile:
- Bachelor’s degree or higher in Finance, Economics, Business, Law or relevant courses of study;
- 3yrs+ of regulatory compliance experience within the financial services industry;
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations;
- Ability to exercise discretion and make independent judgments on matters of significance;
- Proficient in preparing compliance reports, risk assessments and oversight documentation;
- Demonstrated professional integrity;
- Ability to work independently, multi-task and prioritise effectively in a fast-paced, small-team environment;
- Establish and maintain effective working relationships with colleagues;
- Excellent verbal and written communication skills in English.
Location: London, England, United Kingdom
Compliance Officer employer: Tikehau Capital
Contact Detail:
Tikehau Capital Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Tikehau Capital. A friendly chat can open doors and give you insider info about the company culture and what they really value.
✨Tip Number 2
Prepare for the interview by brushing up on FCA rules and compliance practices. We want you to show off your knowledge and how you can apply it in real-world scenarios. Practice common interview questions and think of examples from your experience that highlight your skills.
✨Tip Number 3
Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression. Mention something specific from your conversation to remind them of your enthusiasm and fit for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we often have tips and resources available that can help you stand out in the process.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your skills in preparing compliance reports and conducting due diligence. We’re looking for someone who can hit the ground running, so make sure we see your expertise front and centre!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of all the amazing candidates like you!
How to prepare for a job interview at Tikehau Capital
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Tikehau Capital is looking for someone with a solid understanding of compliance in the financial services industry, so be ready to discuss how you've applied these rules in your previous roles.
✨Showcase Your Organisational Skills
Since maintaining thorough records is key for this role, prepare examples that demonstrate your ability to keep things organised. Talk about how you've managed compliance documentation or training materials in the past, and how you ensure everything is up-to-date.
✨Prepare for Scenario Questions
Expect to face scenario-based questions where you'll need to demonstrate your problem-solving skills. Think of situations where you've identified compliance issues and how you approached them. This will show your proactive mindset and ability to mitigate risks.
✨Communicate Clearly
Excellent communication skills are a must for this position. Practice articulating your thoughts clearly and concisely. Whether it's discussing compliance reports or training sessions, being able to convey complex information simply will set you apart.
