At a Glance
- Tasks: Conduct business risk assessments and provide consultancy to investment management firms.
- Company: Leading UK provider of compliance and regulatory services for financial advice firms.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Opportunity for travel and engaging with clients in a supportive environment.
- Why this job: Join a dynamic team and help businesses navigate regulatory challenges while making a real impact.
- Qualifications: 5 years of consultancy experience in investment management and strong knowledge of regulatory frameworks.
The predicted salary is between 60000 - 80000 £ per year.
About threesixty
As part of Fintel Services, we are a leading UK provider of compliance, regulatory and business-support services for financial advice firms. We offer practical guidance, training, research and helpdesk support to strengthen governance, help advisers manage regulatory responsibilities and operate more efficiently.
Role overview
threesixty builds long term relationships with its clients and works with them to help them achieve their aims of running profitable and compliant businesses. A Business Risk Consultant will undertake business risk assessments, consultancy and support visits to both adviser firms and investment management firms and will help them understand regulatory risks relevant to their business, considering their short, medium and longer term objectives.
What you'll do
- Take primary responsibility for managing client queries sent to the Discretionary Investment Management (DIM) team with support from the rest of the team.
- Undertake business risk assessments either remotely from home or at the client's premises, or any other locations to be agreed.
- Prepare detailed and personalised written reports, and other appropriate documentation as appropriate.
- Respond to compliance queries raised by clients, in a clear and concise manner.
- Manage a workload which includes arranging business risk assessments and other client related activity to clients and ensuring sufficient time is set aside for preparing visit outputs and dealing with client queries.
- Promote threesixty and the services provided in a positive manner.
- Undertake project work as required.
- Maintain up to date and accurate knowledge in all regulatory and legislative areas which might realistically be of interest to clients.
Qualifications and experience
- 5 years successful experience delivering consultancy services to the investment management and intermediary community.
- Ability to manage and deliver a varied and busy workload.
- Detailed knowledge of the regulatory framework.
- Good interpersonal skills and be able to self-motivate and also be a team player.
- Understanding of how investment management / adviser firms operate.
- Understanding of the need to blend commercial and regulatory obligations.
- Full Driving licence.
- Able to undertake travel and occasional overnight stays.
- Experience of working with vertically integrated firms, which includes knowledge of regulatory requirements which apply to MIFIDPRU firms including both prudential and conduct of business requirements.
- A good understanding of vertically integrated firm's business strategies.
- Experience in dealing/liaising with Regulators.
- Possible experience of working for the Regulator.
Approach to work
- Able to work independently as well as part of a team.
- Professional and credible approach with clients based on experience, qualifications and knowledge.
Business Risk Consultant in Manchester employer: threesixty services LLP
At threesixty, we pride ourselves on being an exceptional employer that fosters a collaborative and supportive work culture. Our commitment to employee growth is evident through ongoing training and development opportunities, ensuring our team members are well-equipped to navigate the evolving regulatory landscape. Located in the heart of the UK, we offer a dynamic environment where you can build meaningful relationships with clients while contributing to their success in the investment management sector.
