Financial Regulatory Lawyer
Financial Regulatory Lawyer

Financial Regulatory Lawyer

Full-Time 36000 - 60000 Β£ / year (est.) No home office possible
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At a Glance

  • Tasks: Advise financial institutions on UK and EU regulations, focusing on FCA and PRA frameworks.
  • Company: Join a top-tier international law firm with a collaborative culture.
  • Benefits: Competitive salary, comprehensive benefits, and flexible working arrangements.
  • Why this job: Engage in high-quality regulatory work and make a real impact in the financial sector.
  • Qualifications: Qualified solicitor with experience in financial services regulation and strong communication skills.
  • Other info: Enjoy clear career progression and professional development opportunities.

The predicted salary is between 36000 - 60000 Β£ per year.

Location: Edinburgh

Practice Area: Financial Services Regulation

International law firm are seeking to hire a talented and commercially focused Financial Regulatory Lawyer to join their Tier-1 Ranking Finance team.

Role Profile

The successful candidate will advise a broad range of financial institutions and regulated businesses on UK and EU financial services regulation, with a particular focus on FCA and PRA regulatory frameworks. This role offers exposure to high-quality advisory, transactional, and contentious regulatory work, including regulatory change projects, governance matters, and regulatory investigations.

Key Responsibilities

  • Advising clients on UK financial services regulation, including FCA and PRA rules and guidance.
  • Providing regulatory support on corporate transactions, restructurings, and financings.
  • Advising on authorisations, variations of permission, and regulatory capital requirements.
  • Advising on conduct risk, governance, SMCR, and compliance frameworks.
  • Supporting clients on regulatory change initiatives (including UK reforms and retained EU law).
  • Advising on regulatory investigations, enforcement matters, and skilled person reviews.
  • Liaising with regulators, including the FCA and PRA.
  • Drafting and reviewing policies, procedures, and regulatory disclosures.
  • Working collaboratively with colleagues across corporate, banking, disputes, and employment teams.
  • Contributing to business development, client training, and thought leadership.

Candidate Requirements

  • Qualified solicitor in Scotland, England & Wales, or another relevant jurisdiction (with UK regulatory experience).
  • Circa NQ-4 years’ PQE (flexible depending on experience).
  • Candidate with strong transactional experience (corporate, banking, FS) who are interested in a move to a Financial Regulatory role are also invited to apply.
  • Strong experience in financial services regulation within private practice, in-house, or a regulatory body.
  • Good working knowledge of FCA Handbook, PRA Rulebook, and relevant legislation.
  • Experience advising regulated firms such as banks, insurers, asset managers, investment firms, fintechs, or payment services providers.
  • Excellent drafting, analytical, and problem-solving skills.
  • Strong communication and client-facing abilities.

On Offer

  • High-quality financial regulatory work with leading clients, working in conjunction with a highly successful London based team, working on a national basis.
  • A supportive, collaborative, and inclusive team culture.
  • Clear career progression and professional development.
  • A competitive salary and comprehensive benefits package.
  • Flexible and hybrid working arrangements.

How to Apply

For a confidential discussion about this position, to request the full job description please click on the Apply Button or contact us to discuss in more detail.

Financial Regulatory Lawyer employer: Thomson LRC

Join a prestigious international law firm in Edinburgh, where you will be part of a Tier-1 Finance team dedicated to providing high-quality financial regulatory advice. With a strong emphasis on professional development and a collaborative work culture, this role offers not only competitive remuneration but also flexible working arrangements that support a healthy work-life balance. You will have the opportunity to engage with leading clients and contribute to significant regulatory projects, ensuring your career flourishes in a supportive environment.
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Contact Detail:

Thomson LRC Recruiting Team

StudySmarter Expert Advice 🀫

We think this is how you could land Financial Regulatory Lawyer

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of FCA and PRA regulations. Be ready to discuss how your experience aligns with the role, especially if you've worked on regulatory investigations or compliance frameworks.

✨Tip Number 3

Showcase your skills! Bring along examples of your drafting and analytical work to interviews. This will help demonstrate your problem-solving abilities and give potential employers a taste of what you can bring to their team.

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!

We think you need these skills to ace Financial Regulatory Lawyer

Financial Services Regulation
FCA and PRA Regulatory Frameworks
Regulatory Compliance
Corporate Transactions
Governance Matters
Regulatory Investigations
Drafting Policies and Procedures
Client Advisory Skills
Analytical Skills
Problem-Solving Skills
Communication Skills
Client-Facing Abilities
Knowledge of FCA Handbook
Knowledge of PRA Rulebook
Experience with Regulated Firms

Some tips for your application 🫑

Tailor Your CV: Make sure your CV reflects the skills and experiences that match the Financial Regulatory Lawyer role. Highlight your knowledge of FCA and PRA regulations, and any relevant transactional experience you've had.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about financial regulation and how your background makes you a perfect fit for our team. Don’t forget to mention any specific projects or achievements that showcase your expertise.

Showcase Your Communication Skills: As a Financial Regulatory Lawyer, strong communication is key. In your application, demonstrate your ability to convey complex regulatory concepts clearly and concisely. This will help us see how you can effectively liaise with clients and regulators.

Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!

How to prepare for a job interview at Thomson LRC

✨Know Your Regulations

Make sure you brush up on the FCA and PRA rules before your interview. Being able to discuss specific regulations and how they apply to various financial institutions will show that you're not just familiar with the theory, but also understand the practical implications.

✨Showcase Your Experience

Prepare to talk about your previous roles and how they relate to financial services regulation. Highlight any experience you have with regulatory investigations or compliance frameworks, as this will be crucial for the role.

✨Demonstrate Problem-Solving Skills

Be ready to discuss how you've tackled complex regulatory issues in the past. Use specific examples to illustrate your analytical skills and ability to navigate challenging situations, which are key in this field.

✨Engage with the Interviewers

Don’t forget that interviews are a two-way street! Prepare thoughtful questions about the firm’s approach to regulatory changes and how they support their clients. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.

Financial Regulatory Lawyer
Thomson LRC
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