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For Companies At a Glance
- Tasks: Join a dynamic team tackling complex financial investigations and regulatory challenges.
- Company: A leading international law firm with a strong reputation in regulatory and financial crime.
- Benefits: Enjoy hybrid working, competitive salary, excellent work/life balance, and career progression opportunities.
- Why this job: Be part of a growing practice that makes a real impact in the financial sector.
- Qualifications: Ideal candidates have 4+ years PQE and experience in financial investigations and compliance.
- Other info: Work collaboratively with global teams and contribute to business development initiatives.
The predicted salary is between 36000 - 60000 £ per year.
Leading international law firm are looking to hire an additional Associate level lawyer to join their specialist Regulatory & Investigation team— this role can be based in Edinburgh or Glasgow with hybrid working also available.
Role Profile:
The Dispute Resolution team are involved in complex financial products, capital markets, financial services transactions, and instruments, as well as securities and financial fraud disputes and investigations. This is an opportunity for an Associate to join the growing contentious regulatory and financial crime practice.
You will work with financial institutions and large corporations in relation to complex internal and external investigations and regulatory enforcement proceedings on a range of matters. Your role will also involve advising institutions and individuals on regulatory and financial crime compliance, including in relation to financial market conduct, the conduct of business, senior management and governance, non-financial misconduct, money laundering, and bribery and corruption issues, often in collaboration with our overseas offices.
The role will include:
- Providing support on a range of internal and external investigations across a range of sectors, including financial services, energy, pharma, and media;
- Advising on financial services regulatory and financial crime issues;
- Building and maintain client relationships;
- Making significant contributions to business development, including providing thought leadership, to raise the profile of the firm externally;
- Working closely with the Banking, Financial Markets Litigation team where appropriate.
Candidate Requirements:
This is an exciting and challenging role and an excellent opportunity for an Associate, who is passionate about working within a global firm and in supporting the ongoing growth of the practice. You will maintain client relationships, contribute to business development and thought leadership, raise your own profile, and support the continued growth of the practice. Ideally you will have:
- Circa 4+ PQE.
- Experience in internal investigations for financial institutions and/or corporations;
- Experience in investigations brought by regulatory and/or law enforcement bodies, including FCA, PRA, FRC, and SFO;
- General financial services law knowledge; Experience in handling regulatory and enforcement agency requests;
- Experience with legal and regulatory requirements in relation to anti-money laundering/terrorist financing, the UK Bribery Act, and the Proceeds of Crime Act
On Offer:
On offer is a competitive salary and benefits package and a company that offers excellent work /life balance and career progression.
To Apply:
For a confidential discussion about this position, to request the full job description or to apply, please contact:
David Thomson- Director
Edinburgh: +44 (0) 131 450 7164
Glasgow: +44 (0) 141 244 0260
London: +44 (0) 203 174 2482
Dublin: +353 (0) 1 699 1360
Email:david@thomsonlrc.com
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Associate- Regulatory & Investigation employer: Thomson Legal
Contact Detail:
Thomson Legal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate- Regulatory & Investigation
✨Tip Number 1
Familiarise yourself with the latest regulatory changes and compliance issues in financial services. This will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced environment.
✨Tip Number 2
Network with professionals in the regulatory and investigation field. Attend industry events or webinars to connect with potential colleagues and learn more about the firm's culture and expectations.
✨Tip Number 3
Prepare to discuss specific cases or experiences where you've successfully navigated complex investigations or regulatory challenges. Real-life examples can set you apart from other candidates.
✨Tip Number 4
Showcase your ability to build client relationships by discussing any relevant experiences in your previous roles. Highlighting your interpersonal skills can be a key factor in landing this position.
We think you need these skills to ace Associate- Regulatory & Investigation
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory and financial crime compliance. Emphasise any work you've done with financial institutions or in internal investigations, as this is crucial for the role.
Craft a Compelling Cover Letter: In your cover letter, express your passion for regulatory law and your understanding of the complexities involved. Mention specific experiences that align with the job description, such as handling regulatory requests or working on financial fraud cases.
Showcase Your Skills: Highlight skills that are particularly relevant to the role, such as client relationship management, business development, and thought leadership. Provide examples of how you've contributed to these areas in previous roles.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Ensure there are no grammatical errors or typos, as attention to detail is essential in the legal field.
How to prepare for a job interview at Thomson Legal
✨Know Your Regulatory Landscape
Familiarise yourself with the key regulatory bodies such as the FCA, PRA, and SFO. Understanding their roles and recent developments in financial regulations will demonstrate your commitment and knowledge during the interview.
✨Showcase Your Investigation Experience
Prepare to discuss specific cases where you've been involved in internal investigations or regulatory inquiries. Highlight your role, the challenges faced, and the outcomes achieved to illustrate your practical experience.
✨Emphasise Client Relationship Skills
Be ready to talk about how you've built and maintained client relationships in previous roles. Share examples of how you’ve contributed to business development and thought leadership, as these are crucial for the position.
✨Demonstrate Your Passion for Financial Crime Compliance
Express your enthusiasm for working in financial crime compliance and regulatory matters. Discuss any relevant training or certifications you have, and be prepared to share your views on current trends and challenges in the sector.
