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- Tasks: Join a dynamic team tackling complex financial investigations and regulatory challenges.
- Company: A leading international law firm with a strong reputation in regulatory and financial crime.
- Benefits: Enjoy hybrid working, competitive salary, excellent work/life balance, and career progression opportunities.
- Why this job: Be part of a growing practice, make an impact, and collaborate globally on high-profile cases.
- Qualifications: Ideal candidates have 4+ years PQE and experience in financial investigations and regulatory compliance.
- Other info: This role is based in Edinburgh or Glasgow, offering flexibility and a supportive work environment.
The predicted salary is between 43200 - 72000 £ per year.
Leading international law firm are looking to hire an additional Associate level lawyer to join their specialist Regulatory & Investigation team. This role can be based in Edinburgh or Glasgow with Hybrid-Working also available.
Role Profile: The Dispute Resolution team are involved in complex financial products, capital markets, financial services transactions, and instruments, as well as securities and financial fraud disputes and investigations. This is an opportunity for an Associate to join the growing contentious regulatory and financial crime practice. You will work with financial institutions and large corporations in relation to complex internal and external investigations and regulatory enforcement proceedings on a range of matters. Your role will also involve advising institutions and individuals on regulatory and financial crime compliance, including in relation to financial market conduct, the conduct of business, senior management and governance, non-financial misconduct, money laundering, and bribery and corruption issues, often in collaboration with our overseas offices.
The role will include:
- Providing support on a range of internal and external investigations across a range of sectors, including financial services, energy, pharma, and media;
- Advising on financial services regulatory and financial crime issues;
- Building and maintaining client relationships;
- Making significant contributions to business development, including providing thought leadership, to raise the profile of the firm externally;
- Working closely with the Banking, Financial Markets Litigation team where appropriate.
Candidate Requirements: This is an exciting and challenging role and an excellent opportunity for an Associate, who is passionate about working within a global firm and in supporting the ongoing growth of the practice. You will maintain client relationships, contribute to business development and thought leadership, raise your own profile, and support the continued growth of the practice. Ideally you will have:
- Circa 4+ PQE.
- Experience in internal investigations for financial institutions and/or corporations;
- Experience in investigations brought by regulatory and/or law enforcement bodies, including FCA, PRA, FRC, and SFO;
- General financial services law knowledge;
- Experience in handling regulatory and enforcement agency requests;
- Experience with legal and regulatory requirements in relation to anti-money laundering/terrorist financing, the UK Bribery Act, and the Proceeds of Crime Act.
On Offer: On offer is a competitive salary and benefits package and a company that offers excellent work/life balance and career progression.
To Apply: For a confidential discussion about this position, to request the full job description or to apply, please contact: David Thomson- Director.
Lawyer- Regulatory & Investigation employer: Thomson Legal Recruitment Company
Contact Detail:
Thomson Legal Recruitment Company Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Lawyer- Regulatory & Investigation
✨Tip Number 1
Network with professionals in the regulatory and financial crime sectors. Attend industry events, webinars, or local meetups to connect with potential colleagues and mentors who can provide insights into the role and the firm.
✨Tip Number 2
Stay updated on current trends and changes in financial regulations and compliance. Follow relevant news sources and publications to demonstrate your knowledge during interviews and discussions.
✨Tip Number 3
Prepare to discuss specific cases or experiences where you have successfully handled investigations or regulatory issues. Highlight your problem-solving skills and ability to work under pressure, as these are crucial for the role.
✨Tip Number 4
Showcase your ability to build and maintain client relationships. Think of examples where you've effectively communicated complex legal concepts to clients, as this will be key in your role within the firm.
We think you need these skills to ace Lawyer- Regulatory & Investigation
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory and financial crime compliance. Emphasise any work you've done with financial institutions or in internal investigations, as this is crucial for the role.
Craft a Compelling Cover Letter: Your cover letter should reflect your passion for regulatory law and your understanding of the complexities involved. Mention specific experiences that align with the job description, such as handling regulatory requests or advising on financial services law.
Showcase Your Skills: In your application, clearly outline your skills related to client relationship management and business development. Provide examples of how you've contributed to thought leadership or raised the profile of previous firms you've worked with.
Proofread and Edit: Before submitting your application, thoroughly proofread all documents. Ensure there are no grammatical errors or typos, as attention to detail is vital in the legal profession.
How to prepare for a job interview at Thomson Legal Recruitment Company
✨Know Your Regulatory Landscape
Familiarise yourself with the key regulatory bodies such as the FCA, PRA, and SFO. Understanding their roles and recent developments in financial regulations will demonstrate your expertise and readiness for the role.
✨Showcase Your Investigation Experience
Prepare to discuss specific cases where you've been involved in internal investigations or regulatory inquiries. Highlight your approach, the challenges faced, and the outcomes achieved to illustrate your problem-solving skills.
✨Build Rapport with Interviewers
Since client relationships are crucial in this role, practice building rapport during the interview. Engage with your interviewers, ask insightful questions, and show genuine interest in their work and the firm's culture.
✨Demonstrate Thought Leadership
Be ready to discuss your ideas on current trends in financial crime compliance and regulatory enforcement. Sharing your thoughts on how the firm can enhance its profile through thought leadership will set you apart as a proactive candidate.
