Head of Compliance & Financial Crime

Head of Compliance & Financial Crime

Full-Time 80000 - 100000 £ / year (est.) Home office (partial)
This Bank Ltd

At a Glance

  • Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic banking environment.
  • Company: A leading bank in Greater London with a strong commitment to compliance.
  • Benefits: Flexible hybrid working, robust benefits, and a supportive team culture.
  • Other info: Join a forward-thinking team with opportunities for professional growth.
  • Why this job: Make a significant impact on compliance and risk management in the financial sector.
  • Qualifications: Extensive experience in UK retail financial services and knowledge of regulatory frameworks.

The predicted salary is between 80000 - 100000 £ per year.

This Bank Ltd in Greater London is seeking a Head of Compliance to ensure adherence to regulatory obligations under PRA and FCA. The role entails independent oversight of the bank's Compliance and Conduct Risk Framework and provides key support to the Chief Risk Officer.

The ideal candidate should possess significant experience in compliance within UK retail financial services, with deep knowledge of the regulatory landscape. This exciting position offers a flexible hybrid working environment and robust benefits.

Head of Compliance & Financial Crime employer: This Bank Ltd

This Bank Ltd is an exceptional employer, offering a dynamic work culture that prioritises compliance and ethical standards in the financial sector. With a flexible hybrid working environment and comprehensive benefits, employees are encouraged to grow professionally while contributing to a vital aspect of the banking industry in Greater London. The opportunity to work closely with senior leadership, including the Chief Risk Officer, ensures that team members are integral to shaping the bank's compliance strategy and advancing their careers.

This Bank Ltd

Contact Details:

This Bank Ltd Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Head of Compliance & Financial Crime

Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Head of Compliance role. You never know who might have the inside scoop on opportunities or can put in a good word for you.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of PRA and FCA regulations. We recommend creating a cheat sheet of key points and recent changes in compliance that could come up during discussions. This will show you're not just knowledgeable but also genuinely interested in the role.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation for the opportunity. It keeps you fresh in their minds and shows your enthusiasm for the position.

Tip Number 4

Apply through our website! We make it super easy for you to find and apply for roles like the Head of Compliance. Plus, it helps us keep track of your application and ensures you get the best chance at landing that dream job.

We think you need these skills to ace Head of Compliance & Financial Crime

Regulatory Compliance
PRA Knowledge
FCA Knowledge
Compliance Risk Management
Conduct Risk Framework
Financial Crime Prevention
Experience in UK Retail Financial Services

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights your experience in compliance within UK retail financial services. We want to see how your background aligns with the regulatory landscape and the specific requirements of the Head of Compliance role.

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. We love seeing candidates who can articulate their understanding of PRA and FCA regulations and how they’ve applied them in previous roles.

Showcase Your Leadership Skills:As a Head of Compliance, you'll be providing oversight and support to the Chief Risk Officer. Make sure to highlight any leadership experiences you have, especially those that demonstrate your ability to manage compliance frameworks effectively.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding the recruitment process!

How to prepare for a job interview at This Bank Ltd

Know Your Regulations

Make sure you brush up on the latest PRA and FCA regulations. Being able to discuss specific compliance requirements and how they impact the bank will show that you're not just familiar with the rules, but that you can apply them effectively.

Demonstrate Leadership Experience

As a Head of Compliance, you'll need to showcase your leadership skills. Prepare examples of how you've led compliance initiatives in the past, particularly in retail financial services. Highlight your ability to influence and support senior management, especially the Chief Risk Officer.

Understand the Bank's Culture

Research This Bank Ltd’s values and culture. Tailor your responses to reflect how your approach to compliance aligns with their ethos. This shows that you’re not only a fit for the role but also for the organisation as a whole.

Prepare for Scenario Questions

Expect scenario-based questions that test your problem-solving skills in compliance situations. Think about potential challenges the bank might face and how you would address them. This will demonstrate your proactive thinking and strategic mindset.