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For Companies At a Glance
- Tasks: Support compliance across global offices and evaluate research requests.
- Company: Join Third Bridge, a leading investment research firm with a unique approach.
- Benefits: Competitive salary, annual bonus, 25+ days vacation, and personal development allowance.
- Why this job: Make an impact in compliance while working with top investors and business leaders.
- Qualifications: Bachelor's degree or relevant experience; previous compliance experience is a plus.
- Other info: Enjoy flexibility, social events, and opportunities for personal growth.
The predicted salary is between 40000 - 50000 £ per year.
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1500 employees located across twelve offices.
Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in London. The main purpose of this role is to support the compliance requirements of the business across all our international offices.
Responsibilities
- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
- Monitoring of active projects and experts to mitigate potential risks.
- Answering day-to-day compliance queries from business units and clients.
- Delivering compliance training to new and existing employees.
- Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
- Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
- Dealing with ad-hoc projects as directed by management.
Skills
- Organized with excellent attention to detail.
- Ability to develop strong working relationships across the organization working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to identify risks and apply strategies or seek guidance to minimize them.
- Ability to prioritize competing goals and interests and manage time effectively.
Qualifications
- Bachelor's Degree or relevant experience within compliance.
- Previous compliance experience within financial services highly desirable but not essential.
Additional Information
We truly care about our people so in return for your work, you’ll get:
- Competitive basic salary based on experience and annual company bonus scheme dependent on individual and company performance.
- Vacation: 25 days (which increases to 28 days after 2 years of service) plus UK Bank Holidays.
- Learning: personal development allowance of £1000 per year.
- Health and wellbeing: private medical insurance and healthcare cash plan, a variety of health and wellbeing events to focus on mental health, Ride to Work scheme (savings on bikes and accessories).
- Future and family: pension contributions of 4% (increases with tenure) and life insurance of 4x of your base salary.
- Flexibility: work from anywhere for one month per year, 2 annual volunteer days, 2 personal days when life throws you a curveball and 'Summer Fridays'.
- Rewards: get points through our colleague-to-colleague recognition programme to spend on hotels, gift cards, donations to charity and more.
- Social: optional social gatherings, daily breakfast and snacks, social events.
- ESG: CSR, Environment and Diversity & Inclusion (including Women at Third Bridge, Pride and Blkbridge).
- Frontline Innovation: your chance to share your ideas for improvement through Hackathons and other events.
Compliance Associate employer: Third Bridge
Contact Detail:
Third Bridge Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to current employees at Third Bridge. Building relationships can open doors that a CV just can’t.
✨Ace the Interview
Prepare for your interview by researching Third Bridge’s compliance framework and thinking about how your skills align with their needs. Practice common interview questions and come armed with examples of how you’ve tackled compliance challenges in the past.
✨Show Your Passion
When you get the chance to chat with someone from Third Bridge, let your enthusiasm shine through! Talk about why compliance matters to you and how you can contribute to their mission of providing top-notch investment research.
✨Follow Up
After your interview or networking event, send a quick thank-you note. It shows you’re professional and genuinely interested in the role. Plus, it keeps you on their radar as they make their hiring decisions!
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight any relevant experience, especially in compliance or financial services, and showcase your attention to detail and organisational skills.
Craft a Compelling Cover Letter: Your cover letter should tell us why you’re the perfect fit for our team. Use it to express your passion for compliance and how your skills align with our mission at Third Bridge. Don’t forget to mention any specific experiences that relate to the job!
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your written application reflects that. Keep your language clear and concise, and double-check for any typos or grammatical errors before hitting send.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Third Bridge
✨Know Your Compliance Basics
Before heading into the interview, brush up on the key compliance regulations relevant to the financial services sector. Understanding the basics will not only help you answer questions confidently but also show your genuine interest in the role.
✨Showcase Your Organisational Skills
As a Compliance Associate, being organised is crucial. Prepare examples from your past experiences where you successfully managed multiple tasks or projects. This will demonstrate your ability to prioritise and manage time effectively, which is essential for the role.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills. Think of potential compliance issues you might face and how you would handle them. This will showcase your critical thinking and risk management abilities.
✨Communicate Clearly and Confidently
Excellent communication skills are vital for this position. Practice articulating your thoughts clearly and concisely. During the interview, ensure you listen carefully to questions and respond thoughtfully, as this reflects your attention to detail and professionalism.