At a Glance
- Tasks: Support compliance across global offices and evaluate research requests.
- Company: Join a leading investment research firm with a focus on innovation.
- Benefits: Competitive salary, annual bonus, and generous vacation days.
- Why this job: Be part of a dynamic team ensuring compliance in a fast-paced environment.
- Qualifications: Bachelor's degree or relevant experience; compliance experience is a plus.
- Other info: Great opportunity for career growth and development in a supportive culture.
The predicted salary is between 30000 - 40000 £ per year.
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1500 employees located across twelve offices.
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in London. The main purpose of this role is to support the compliance requirements of the business across all our international offices.
Responsibilities- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
- Monitoring of active projects and experts to mitigate potential risks.
- Answering day-to-day compliance queries from business units and clients.
- Delivering compliance training to new and existing employees.
- Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
- Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
- Dealing with ad‑hoc projects as directed by management.
- Organized with excellent attention to detail.
- Ability to develop strong working relationships across the organization working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to identify risks and apply strategies or seek guidance to minimize them.
- Ability to prioritize competing goals and interests and manage time effectively.
- Bachelor's Degree or relevant experience within compliance.
- Previous compliance experience within financial services highly desirable but not essential.
We truly care about our people so in return for your work, you’ll get: Competitive basic salary based on experience and annual company bonus scheme dependent on individual and company performance. Vacation: 25 days (which increases to 28 days after 2 years of service) plus UK.
Compliance Associate in London employer: Third Bridge Group
Contact Detail:
Third Bridge Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate in London
✨Tip Number 1
Network like a pro! Reach out to current employees at Third Bridge on LinkedIn. Ask them about their experiences and any tips they might have for landing the Compliance Associate role. Personal connections can make a huge difference!
✨Tip Number 2
Prepare for the interview by brushing up on compliance regulations and industry trends. We want you to show that you’re not just a fit for the role, but that you’re genuinely interested in the field. Knowledge is power!
✨Tip Number 3
Practice your communication skills! Since this role involves answering queries and delivering training, being articulate and clear is key. Try mock interviews with friends or family to get comfortable.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining the Third Bridge team!
We think you need these skills to ace Compliance Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight any relevant experience and skills that match the job description, especially your attention to detail and ability to manage compliance queries.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for Third Bridge. Don’t forget to mention your ability to build strong relationships across teams.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your written application reflects that. Keep your language clear and concise, and double-check for any typos or errors before hitting send!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Third Bridge Group
✨Know Your Compliance Basics
Before the interview, brush up on compliance regulations relevant to the financial services sector. Familiarise yourself with common compliance frameworks and be ready to discuss how they apply to Third Bridge's operations.
✨Showcase Your Organisational Skills
Since the role requires excellent attention to detail and organisational skills, prepare examples from your past experiences where you successfully managed multiple tasks or projects. Highlight how you prioritised competing goals and ensured compliance.
✨Build Rapport with Interviewers
Demonstrating your ability to develop strong working relationships is key. During the interview, engage with your interviewers by asking insightful questions about their experiences at Third Bridge and how the compliance team collaborates across offices.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your risk identification and mitigation strategies. Think of specific situations where you had to navigate compliance challenges and be ready to explain your thought process and actions taken.